ITERIS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-05-08: Reporting owner Riley Investment Management LLC | RILEY BRYANT R; Form 4/A; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2008-05-08: Reporting owner Riley Investment Management LLC | RILEY BRYANT R; Form 4/A; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2008-05-08: Reporting owner Riley Investment Management LLC | RILEY BRYANT R; Form 4/A; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2008-05-08: Reporting owner Riley Investment Management LLC | RILEY BRYANT R; Form 4/A; Security Warrant to Purchase Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-05-08 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R Other (See Explanation) | Other (See Explanation) | 4/A | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 80,875 owned after | $3.86 exercise price | 2008-05-08 | |
| 2008-05-08 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R Other (See Explanation) | Other (See Explanation) | 4/A | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 77,505 owned after | $4.03 exercise price | 2008-05-08 | |
| 2008-05-08 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R Other (See Explanation) | Other (See Explanation) | 4/A | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 15,506 owned after | $3.61 exercise price | 2008-05-08 | |
| 2008-05-08 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R Other (See Explanation) | Other (See Explanation) | 4/A | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | 21,998 owned after | $3.86 exercise price | 2008-05-08 | |
| 2008-05-08 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R Other (See Explanation) | Other (See Explanation) | 4/A | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | 21,081 owned after | $4.03 exercise price | 2008-05-08 | |
| 2008-05-08 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R Other (See Explanation) | Other (See Explanation) | 4/A | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 10,352 owned after | $3.86 exercise price | 2008-05-08 | |
| 2008-05-08 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R Other (See Explanation) | Other (See Explanation) | 4/A | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 9,920 owned after | $4.03 exercise price | 2008-05-08 | |
| 2008-02-01 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 80,875 owned after | $3.86 exercise price | 2008-02-01 | |
| 2008-02-01 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 77,505 owned after | $4.03 exercise price | 2008-02-01 | |
| 2008-02-01 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 15,506 owned after | $3.61 exercise price | 2008-02-01 | |
| 2008-02-01 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | 21,998 owned after | $3.86 exercise price | 2008-02-01 | |
| 2008-02-01 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | 21,081 owned after | $4.03 exercise price | 2008-02-01 | |
| 2008-02-01 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 10,352 owned after | $3.86 exercise price | 2008-02-01 | |
| 2008-02-01 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 9,920 owned after | $4.03 exercise price | 2008-02-01 | |
| 2008-01-28 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 80,875 owned after | $3.86 exercise price | 2008-01-28 | |
| 2008-01-28 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 77,505 owned after | $4.03 exercise price | 2008-01-28 | |
| 2008-01-28 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 15,506 owned after | $3.61 exercise price | 2008-01-28 | |
| 2008-01-28 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | 21,998 owned after | $3.86 exercise price | 2008-01-28 | |
| 2008-01-28 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | 21,081 owned after | $4.03 exercise price | 2008-01-28 | |
| 2008-01-28 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 10,352 owned after | $3.86 exercise price | 2008-01-28 | |
| 2008-01-28 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 9,920 owned after | $4.03 exercise price | 2008-01-28 | |
| 2008-01-14 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4/A | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 80,875 owned after | $3.86 exercise price | 2008-01-14 | |
| 2008-01-14 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4/A | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 77,505 owned after | $4.03 exercise price | 2008-01-14 | |
| 2008-01-14 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4/A | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 15,506 owned after | $3.61 exercise price | 2008-01-14 | |
| 2008-01-14 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4/A | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | 21,998 owned after | $3.86 exercise price | 2008-01-14 | |
| 2008-01-14 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4/A | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | 21,081 owned after | $4.03 exercise price | 2008-01-14 | |
| 2008-01-14 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4/A | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 10,352 owned after | $3.86 exercise price | 2008-01-14 | |
| 2008-01-14 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4/A | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 9,920 owned after | $4.03 exercise price | 2008-01-14 |