ITERIS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 128 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-02-06: Reporting owner Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P.; Form 5; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2007-02-06: Reporting owner Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P.; Form 5; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2007-02-06: Reporting owner Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P.; Form 5; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2007-02-06: Reporting owner Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P.; Form 5; Security Warrant to Purchase Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-02-06 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 5 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 15,506 owned after | $3.61 exercise price | 2007-02-06 | |
| 2007-02-06 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 5 | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | 21,998 owned after | $3.86 exercise price | 2007-02-06 | |
| 2007-02-06 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 5 | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | 21,081 owned after | $4.03 exercise price | 2007-02-06 | |
| 2007-02-06 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 5 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 10,352 owned after | $3.86 exercise price | 2007-02-06 | |
| 2007-02-06 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 5 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 9,920 owned after | $4.03 exercise price | 2007-02-06 | |
| 2007-02-06 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 5 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 183,333 owned after | $1.50 exercise price | 2007-02-06 | |
| 2007-02-06 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 5 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 41,667 owned after | $1.50 exercise price | 2007-02-06 | |
| 2007-02-05 holding as of filing | RILEY BRYANT R | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 80,875 owned after | $3.86 exercise price | 2007-02-05 | |
| 2007-02-05 holding as of filing | RILEY BRYANT R | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 77,505 owned after | $4.03 exercise price | 2007-02-05 | |
| 2007-02-05 holding as of filing | RILEY BRYANT R | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 15,506 owned after | $3.61 exercise price | 2007-02-05 | |
| 2007-02-05 holding as of filing | RILEY BRYANT R | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | 21,998 owned after | $3.86 exercise price | 2007-02-05 | |
| 2007-02-05 holding as of filing | RILEY BRYANT R | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | 21,081 owned after | $4.03 exercise price | 2007-02-05 | |
| 2007-02-05 holding as of filing | RILEY BRYANT R | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 10,352 owned after | $3.86 exercise price | 2007-02-05 | |
| 2007-02-05 holding as of filing | RILEY BRYANT R | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | 9,920 owned after | $4.03 exercise price | 2007-02-05 | |
| 2007-01-29 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 80,875 owned after | $3.86 exercise price | 2007-01-29 | |
| 2007-01-29 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 77,505 owned after | $4.03 exercise price | 2007-01-29 | |
| 2007-01-29 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 15,506 owned after | $3.61 exercise price | 2007-01-29 | |
| 2007-01-29 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 21,998 owned after | $3.86 exercise price | 2007-01-29 | |
| 2007-01-29 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 21,081 owned after | $4.03 exercise price | 2007-01-29 | |
| 2007-01-29 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 10,352 owned after | $3.86 exercise price | 2007-01-29 | |
| 2007-01-29 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 108,915 owned after | $4.03 exercise price | 2007-01-29 | |
| 2007-01-26 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 80,875 owned after | $3.86 exercise price | 2007-01-26 | |
| 2007-01-26 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 77,505 owned after | $4.03 exercise price | 2007-01-26 | |
| 2007-01-26 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 15,506 owned after | $3.61 exercise price | 2007-01-26 | |
| 2007-01-26 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 21,998 owned after | $3.86 exercise price | 2007-01-26 | |
| 2007-01-26 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 21,081 owned after | $4.03 exercise price | 2007-01-26 | |
| 2007-01-26 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 10,352 owned after | $3.86 exercise price | 2007-01-26 | |
| 2007-01-26 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Footnote | Holding | 108,915 owned after | $4.03 exercise price | 2007-01-26 |