iSign Solutions Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-01-24: Reporting owner Goren Andrea | SG PHOENIX VENTURES LLC | Phoenix Venture Fund LLC | ANDAX LLC | Phoenix Banner Holdings LLC | SG Phoenix LLC | SASSOWER PHILIP S | Phoenix Enterprises Family Fund, LLC; Form 4; Security Warrant (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-01-24: Reporting owner Engmann Michael W.; Form 4; Security Common Stock Warrants (right to buy); Transaction C Conversion of derivative security.
- 2012-01-24: Reporting owner Engmann Michael W.; Form 4; Security Common Stock Warrants (right to buy); Transaction C Conversion of derivative security.
- 2012-01-24: Reporting owner Engmann Michael W.; Form 4; Security Common Stock Warrants (right to buy); Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-01-24 | Goren Andrea | SG PHOENIX VENTURES LLC | Phoenix Venture Fund LLC | ANDAX LLC | Phoenix Banner Holdings LLC | SG Phoenix LLC | SASSOWER PHILIP S | Phoenix Enterprises Family Fund, LLC Director, Officer (Chief Financial Officer), 10% Owner | Director, 10% Owner | Director, Officer (_______), 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,555,556 0 owned after | $0.02 exercise price | 2012-02-09 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −892,608 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −260,417 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −260,417 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −260,417 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −210,967 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −204,613 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −205,026 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −200,973 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −892,608 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −260,417 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −260,417 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −260,417 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −17,767 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −17,232 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −17,266 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −16,925 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −6,027 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −34,533 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −33,850 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −35,354 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −34,463 0 owned after | $0.06 exercise price | 2012-01-27 | |
| 2012-01-24 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −12,055 0 owned after | $0.06 exercise price | 2012-01-27 |