iSign Solutions Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-05: Reporting owner Engmann Michael W.; Form 4/A; Security Common Stock Warrants (right to purchase); Transaction C Conversion of derivative security.
- 2011-12-05: Reporting owner Engmann Michael W.; Form 4/A; Security Common Stock Warrants (right to purchase); Transaction C Conversion of derivative security.
- 2011-12-05: Reporting owner Engmann Michael W.; Form 4; Security Common Stock Warrants (right to buy); Transaction C Conversion of derivative security.
- 2011-12-05: Reporting owner Engmann Michael W.; Form 4; Security Common Stock Warrants (right to buy); Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-05 | Engmann Michael W. 10% Owner | 4/A | Common Stock Warrants (right to purchase) Derivative · Direct | C Conversion of derivative security | −4,444,444 0 owned after | $0.05 | 2011-12-09 | |
| 2011-12-05 | Engmann Michael W. 10% Owner | 4/A | Common Stock Warrants (right to purchase) Derivative · Direct | C Conversion of derivative security | −4,444,444 0 owned after | $0.05 | 2011-12-09 | |
| 2011-12-05 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −444,444,444 0 owned after | $0.06 | 2011-12-08 | |
| 2011-12-05 | Engmann Michael W. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | C Conversion of derivative security | −444,444,444 0 owned after | $0.06 | 2011-12-08 | |
| 2011-12-02 | Goren Andrea | SG PHOENIX VENTURES LLC | Phoenix Venture Fund LLC | ANDAX LLC | Phoenix Banner Holdings LLC | SG Phoenix LLC | SASSOWER PHILIP S | Phoenix Enterprises Family Fund, LLC Director, Officer (Chief Financial Officer), 10% Owner | Director, 10% Owner | Director, Officer (_______), 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +555,556 1,189,464 owned after | $0.02 exercise price | 2012-02-09 | |
| 2011-12-02 | Goren Andrea | SG PHOENIX VENTURES LLC | Phoenix Venture Fund LLC | ANDAX LLC | Phoenix Banner Holdings LLC | SG Phoenix LLC | SASSOWER PHILIP S | Phoenix Enterprises Family Fund, LLC Director, Officer (Chief Financial Officer), 10% Owner | Director, 10% Owner | Director, Officer (_______), 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy0 Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,555,556 2,555,556 owned after | $0.02 exercise price | 2012-02-09 | |
| 2011-11-04 holding as of filing | Holtmeier Jeffrey T Director | 3 | Warrant, right to buy Derivative · Indirect · (m) | Holding | $0.02 exercise price | 2011-11-04 | ||
| 2011-11-03 holding as of filing | Gilbert Stanley Director | 3 | Warrant, Right to buy Derivative · Direct | Holding | $0.06 exercise price | 2011-11-03 | ||
| 2011-11-03 holding as of filing | Gilbert Stanley Director | 3 | Warrant, Right to buy Derivative · Direct | Holding | $0.06 exercise price | 2011-11-03 | ||
| 2011-11-03 holding as of filing | Gilbert Stanley Director | 3 | Warrant, Right to buy Derivative · Direct | Holding | $0.06 exercise price | 2011-11-03 | ||
| 2011-11-03 holding as of filing | Gilbert Stanley Director | 3 | Warrant, Right to buy Derivative · Direct | Holding | $0.06 exercise price | 2011-11-03 | ||
| 2011-11-03 holding as of filing | Gilbert Stanley Director | 3 | Warrant, Right to buy Derivative · Direct | Holding | $0.02 exercise price | 2011-11-03 | ||
| 2011-11-03 holding as of filing | Gilbert Stanley Director | 3 | Warrant, Right to buy Derivative · Direct | Holding | $0.02 exercise price | 2011-11-03 | ||
| 2011-09-20 | Goren Andrea | SG PHOENIX VENTURES LLC | Phoenix Venture Fund LLC | ANDAX LLC | Phoenix Banner Holdings LLC | SG Phoenix LLC | SASSOWER PHILIP S | Phoenix Enterprises Family Fund, LLC Director, Officer (Chief Financial Officer), 10% Owner | Director, 10% Owner | Director, Officer (_______), 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,555,555 5,555,555 owned after | $0.02 exercise price | 2012-02-09 | |
| 2011-08-11 | KEIPER WILLIAM Officer (President) | 4 | Warrant (Right to buy) Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +4,333,333 4,333,333 owned after | $0.02 | 2011-11-04 | |
| 2011-03-31 | SASSOWER PHILIP S Director, Officer (Chairman and CEO) | 4 | Warrant (Right to buy) Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +1,555,556 1,555,556 owned after | $0.02 | 2011-04-04 | |
| 2011-03-31 | Goren Andrea Director, Officer (Acting Chief Financial Officer) | 4 | Warrant (Right to buy) Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +277,778 277,778 owned after | $0.02 | 2011-04-04 | |
| 2011-03-06 | KEIPER WILLIAM Officer (Acting President) | 4 | Warrant (Right to buy) Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +4,333,333 4,333,333 owned after | $0.02 | 2011-04-13 | |
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-24 holding as of filing | MDNH PARTNERS LP | Kendu Partners | Engmann Michael W. 10% Owner | 10% Owner | 10% Owner | 3/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-24 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 | ||
| 2011-01-20 holding as of filing | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $0.06 exercise price | 2011-01-20 |