iSign Solutions Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-10-29: Reporting owner Phoenix Venture Fund LLC | SG PHOENIX VENTURES LLC | Goren Andrea | SASSOWER PHILIP S; Form 4; Security Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2009-10-27: Reporting owner Goren Andrea | Phoenix Venture Fund LLC | SASSOWER PHILIP S | SG PHOENIX VENTURES LLC; Form 4; Security Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2009-05-28: Reporting owner SG PHOENIX VENTURES LLC | Goren Andrea | Phoenix Venture Fund LLC | SASSOWER PHILIP S; Form 4; Security Warrant (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2009-05-28: Reporting owner SG PHOENIX VENTURES LLC | Goren Andrea | Phoenix Venture Fund LLC | SASSOWER PHILIP S; Form 4; Security Warrant (right to buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-10-29 | Phoenix Venture Fund LLC | SG PHOENIX VENTURES LLC | Goren Andrea | SASSOWER PHILIP S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,139,832 0 owned after | $0.06 exercise price | 2009-11-02 | |
| 2009-10-27 | Goren Andrea | Phoenix Venture Fund LLC | SASSOWER PHILIP S | SG PHOENIX VENTURES LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −60,474,609 0 owned after | $0.06 exercise price | 2009-10-29 | |
| 2009-05-28 | SG PHOENIX VENTURES LLC | Goren Andrea | Phoenix Venture Fund LLC | SASSOWER PHILIP S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,214,285 21,510,000 owned after | $0.14 exercise price | 2009-06-01 | |
| 2009-05-28 | SG PHOENIX VENTURES LLC | Goren Andrea | Phoenix Venture Fund LLC | SASSOWER PHILIP S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +47,166,666 68,676,666 owned after | $0.06 exercise price | 2009-06-01 | |
| 2009-05-28 | SG PHOENIX VENTURES LLC | Goren Andrea | Phoenix Venture Fund LLC | SASSOWER PHILIP S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,364,592 80,041,258 owned after | $0.06 exercise price | 2009-06-01 |