iSign Solutions Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 152 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-07: Reporting owner Engmann Michael W.; Form 4/A; Security warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-09-07: Reporting owner Engmann Michael W.; Form 4; Security warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-05-16: Reporting owner Engmann Michael W.; Form 4/A; Security warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-05-16: Reporting owner Engmann Michael W.; Form 4; Security warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-07 | Engmann Michael W. Director, 10% Owner | 4/A | warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −57,136 64,279 owned after | $0.33 | 2016-09-08 | |
| 2016-09-07 | Engmann Michael W. Director, 10% Owner | 4 | warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −57,136 64,279 owned after | $0.33 | 2016-09-08 | |
| 2016-05-16 | Engmann Michael W. Director, 10% Owner | 4/A | warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −7,143 7,143 owned after | $0.01 | 2016-09-08 | |
| 2016-05-16 | Engmann Michael W. Director, 10% Owner | 4 | warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −7,143 7,143 owned after | $0.01 | 2016-09-08 | |
| 2015-11-10 | Engmann Michael W. Director, 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $0.01 exercise price | 2015-12-03 | |
| 2015-07-23 | Engmann Michael W. Director, 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $0.01 exercise price | 2015-12-03 | |
| 2015-03-24 | Engmann Michael W. Director, 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $0.02 exercise price | 2015-12-03 | |
| 2010-12-31 | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,444,444 4,444,444 owned after | $0.23 exercise price | 2011-01-24 | |
| 2010-12-31 | Engmann Michael W. | MDNH PARTNERS LP | Kendu Partners 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,444,444 4,444,444 owned after | $0.23 exercise price | 2011-01-20 | |
| 2010-12-31 | Engmann Michael W. | MDNH PARTNERS LP | Kendu Partners 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,444,444 4,444,444 owned after | $0.23 exercise price | 2011-01-20 | |
| 2010-06-30 | SASSOWER PHILIP S | SG PHOENIX VENTURES LLC | Goren Andrea | Phoenix Venture Fund LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,500,000 18,323,293 owned after | $0.06 | 2010-07-07 | |
| 2010-06-03 | SASSOWER PHILIP S | SG PHOENIX VENTURES LLC | Goren Andrea | Phoenix Venture Fund LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500,000 9,823,293 owned after | $0.06 | 2010-07-07 | |
| 2010-05-19 | SASSOWER PHILIP S | Phoenix Venture Fund LLC | Goren Andrea | SG PHOENIX VENTURES LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500,000 7,323,293 owned after | $0.06 | 2010-05-20 | |
| 2010-05-04 | SASSOWER PHILIP S | Phoenix Venture Fund LLC | Goren Andrea | SG PHOENIX VENTURES LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500,000 4,823,293 owned after | $0.06 | 2010-05-20 | |
| 2009-05-28 | SG PHOENIX VENTURES LLC | Goren Andrea | Phoenix Venture Fund LLC | SASSOWER PHILIP S 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,364,592 80,041,258 owned after | $0.06 exercise price | 2009-06-01 | |
| 2008-06-05 | Phoenix Venture Fund LLC | Goren Andrea | SASSOWER PHILIP S | SG PHOENIX VENTURES LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,214,285 41,714,285 owned after | $0.14 exercise price | 2008-06-09 |