iSign Solutions Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-31: Reporting owner Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP; Form 4/A; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-12-31: Reporting owner Engmann Michael W. | MDNH PARTNERS LP | Kendu Partners; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-12-31: Reporting owner Engmann Michael W. | MDNH PARTNERS LP | Kendu Partners; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-12-31: Reporting owner Goren Andrea | SASSOWER PHILIP S | SG PHOENIX VENTURES LLC | Phoenix Venture Fund LLC; Form 4; Security Warrant (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-31 | Kendu Partners | Engmann Michael W. | MDNH PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,444,444 4,444,444 owned after | $0.23 exercise price | 2011-01-24 | |
| 2010-12-31 | Engmann Michael W. | MDNH PARTNERS LP | Kendu Partners 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,444,444 4,444,444 owned after | $0.23 exercise price | 2011-01-20 | |
| 2010-12-31 | Engmann Michael W. | MDNH PARTNERS LP | Kendu Partners 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,444,444 4,444,444 owned after | $0.23 exercise price | 2011-01-20 | |
| 2010-12-31 | Goren Andrea | SASSOWER PHILIP S | SG PHOENIX VENTURES LLC | Phoenix Venture Fund LLC Director, 10% Owner | Director, Officer, 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +53,333,333 53,333,333 owned after | $0.02 | 2011-01-04 | |
| 2010-12-31 | Goren Andrea Director, 10% Owner | 4 | Warrant (Right to Buy) Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +222,222 222,222 owned after | $0.02 | 2011-01-04 | |
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By SG Phoenix Ventures LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By SG Phoenix Ventures LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By SG Phoenix Ventures LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Andax LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Andax LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Andax LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By SG Phoenix Ventures LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Andax LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | Goren Andrea Director, 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By SG Phoenix LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By SG Phoenix Ventures LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By SG Phoenix Ventures LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By SG Phoenix Ventures LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By SG Phoenix Ventures LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By SG Phoenix Ventures LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By Phoenix Venture Fund LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By SG Phoenix Ventures LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-08-17 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (Right to buy) Derivative · Indirect · By SG Phoenix LLC | Holding | $0.06 exercise price | 2010-08-17 | ||
| 2010-06-30 | SASSOWER PHILIP S | SG PHOENIX VENTURES LLC | Goren Andrea | Phoenix Venture Fund LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,500,000 18,323,293 owned after | $0.06 | 2010-07-07 | |
| 2010-06-03 | SASSOWER PHILIP S | SG PHOENIX VENTURES LLC | Goren Andrea | Phoenix Venture Fund LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500,000 9,823,293 owned after | $0.06 | 2010-07-07 | |
| 2010-05-19 | SASSOWER PHILIP S | Phoenix Venture Fund LLC | Goren Andrea | SG PHOENIX VENTURES LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500,000 7,323,293 owned after | $0.06 | 2010-05-20 | |
| 2010-05-04 | SASSOWER PHILIP S | Phoenix Venture Fund LLC | Goren Andrea | SG PHOENIX VENTURES LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500,000 4,823,293 owned after | $0.06 | 2010-05-20 |