IPASS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 331 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-10: Reporting owner AMES A GARY; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-09-10: Reporting owner AMES A GARY; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-09-10: Reporting owner AMES A GARY; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-09-10: Reporting owner AMES A GARY; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,953 13,953 owned after | $1.37 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $10.44 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.02 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $6.24 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.39 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.36 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.50 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $5.43 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.69 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.22 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.92 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +174 174 owned after | $1.37 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.58 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.37 exercise price | 2009-09-14 | |
| 2009-09-10 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +959 959 owned after | $1.37 exercise price | 2009-09-14 | |
| 2009-08-14 | Hulse Nicholas W Officer (Senior VP of Worldwide Sales) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $1.70 | 2009-08-17 | |
| 2009-06-24 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.58 exercise price | 2009-06-25 | |
| 2009-06-24 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.58 exercise price | 2009-06-25 | |
| 2009-06-24 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.58 exercise price | 2009-06-25 | |
| 2009-06-24 | Clapman Peter Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.58 exercise price | 2009-06-25 | |
| 2009-06-24 | BODINE PETER G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.58 exercise price | 2009-06-25 | |
| 2009-06-24 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.58 exercise price | 2009-06-25 | |
| 2009-06-24 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.58 exercise price | 2009-06-25 | |
| 2009-06-24 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.58 exercise price | 2009-06-25 | |
| 2009-06-24 | Griffiths Gary A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.58 exercise price | 2009-06-25 | |
| 2009-06-24 | Griffiths Gary A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.58 exercise price | 2009-06-25 | |
| 2009-06-22 | Wastie Steven Officer (SVP Marketing and Strategy) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.71 exercise price | 2009-06-23 | |
| 2009-06-22 | GARVEY WILLIAM P Officer (VP, Gen. Counsel and Secretary) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.71 exercise price | 2009-06-23 | |
| 2009-06-22 | Gatoff Steven Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.71 exercise price | 2009-06-23 | |
| 2009-06-02 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.54 exercise price | 2009-06-04 | |
| 2009-03-18 | PATEL JAYENDRA Officer (SVP, Product Development) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.93 exercise price | 2009-03-19 |