IPASS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-12: Reporting owner Kaplan Evan; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2008-11-06: Reporting owner BELETIC JOHN D; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-05-29: Reporting owner Shamrock Activist Value Fund III, L.P. | Shamrock Activist Value Fund L P | Shamrock Activist Value Fund GP, L.L.C. | GOLD STANLEY P | Shamrock Partners Activist Value Fund, L.L.C. | Shamrock Activist Value Fund II, L.P.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-05-29: Reporting owner Shamrock Activist Value Fund III, L.P. | Shamrock Activist Value Fund L P | Shamrock Activist Value Fund GP, L.L.C. | GOLD STANLEY P | Shamrock Partners Activist Value Fund, L.L.C. | Shamrock Activist Value Fund II, L.P.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-12 holding as of filing | Kaplan Evan Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.70 exercise price | 2008-11-12 | ||
| 2008-11-06 | BELETIC JOHN D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.70 exercise price | 2008-11-10 | |
| 2008-05-29 | Shamrock Activist Value Fund III, L.P. | Shamrock Activist Value Fund L P | Shamrock Activist Value Fund GP, L.L.C. | GOLD STANLEY P | Shamrock Partners Activist Value Fund, L.L.C. | Shamrock Activist Value Fund II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.22 exercise price | 2008-06-02 | |
| 2008-05-29 | Shamrock Activist Value Fund III, L.P. | Shamrock Activist Value Fund L P | Shamrock Activist Value Fund GP, L.L.C. | GOLD STANLEY P | Shamrock Partners Activist Value Fund, L.L.C. | Shamrock Activist Value Fund II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 60,000 owned after | $2.22 exercise price | 2008-06-02 | |
| 2008-05-29 | McConnell Michael J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 60,000 owned after | $2.22 exercise price | 2008-06-02 | |
| 2008-05-29 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.22 exercise price | 2008-06-02 | |
| 2008-05-29 | Clapman Peter Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.22 exercise price | 2008-06-02 | |
| 2008-05-29 | PRIPP OLOF Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.22 exercise price | 2008-06-02 | |
| 2008-05-29 | PATTERSON ARTHUR C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.22 exercise price | 2008-06-02 | |
| 2008-05-29 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.22 exercise price | 2008-06-02 | |
| 2008-05-29 | BELETIC JOHN D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.22 exercise price | 2008-06-02 | |
| 2008-05-29 | AMES A GARY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.22 exercise price | 2008-06-02 | |
| 2008-05-29 | BODINE PETER G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.22 exercise price | 2008-06-02 | |
| 2008-04-09 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $7.50 exercise price | 2008-04-09 | ||
| 2008-04-09 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.35 exercise price | 2008-04-09 | ||
| 2008-04-09 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.75 exercise price | 2008-04-09 | ||
| 2008-04-09 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.51 exercise price | 2008-04-09 | ||
| 2008-04-09 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.09 exercise price | 2008-04-09 |