IPASS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-30: Reporting owner LAL ANURAG; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-20: Reporting owner LAL ANURAG; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-13: Reporting owner LAL ANURAG; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-07: Reporting owner LAL ANURAG; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-30 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 142,000 owned after | $0.50 exercise price | 2006-11-30 | |
| 2006-11-20 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 152,000 owned after | $0.50 exercise price | 2006-11-20 | |
| 2006-11-13 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 162,000 owned after | $0.50 exercise price | 2006-11-16 | |
| 2006-11-07 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 172,000 owned after | $0.50 exercise price | 2006-11-08 | |
| 2006-08-31 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 182,000 owned after | $0.50 exercise price | 2006-08-31 | |
| 2006-08-24 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,000 192,000 owned after | $0.50 exercise price | 2006-08-25 | |
| 2006-06-01 | PRIPP OLOF Director | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 45,000 owned after | $6.36 exercise price | 2006-06-02 | |
| 2006-06-01 | BODINE PETER G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 195,000 owned after | $6.36 exercise price | 2006-06-02 | |
| 2006-06-01 | AMES A GARY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 195,000 owned after | $6.36 exercise price | 2006-06-02 | |
| 2006-06-01 | SPIES ALLAN R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 195,000 owned after | $6.36 exercise price | 2006-06-02 | |
| 2006-06-01 | PATTERSON ARTHUR C Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 195,000 owned after | $6.36 exercise price | 2006-06-02 | |
| 2006-06-01 | BELETIC JOHN D Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 138,000 owned after | $6.36 exercise price | 2006-06-02 | |
| 2006-05-12 | BELETIC JOHN D Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 123,000 owned after | $2.10 exercise price | 2006-05-16 | |
| 2006-05-11 | POSEY BRUCE K Officer (Sr VP, General Counsel and Sec) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $6.51 exercise price | 2006-05-15 | |
| 2006-05-11 | WACHTLER JOEL Officer (VP Product Mgmt and Strategy) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $6.51 exercise price | 2006-05-15 | |
| 2006-05-11 | VERDECANNA FRANK Officer (VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $6.51 exercise price | 2006-05-15 | |
| 2006-05-11 | LAL ANURAG Officer (Senior VP Business Development) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $6.51 exercise price | 2006-05-15 | |
| 2006-05-11 | DENMAN KENNETH D Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,000 108,000 owned after | $6.51 exercise price | 2006-05-15 | |
| 2006-05-11 | CHARTERS JOHN C Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $6.51 exercise price | 2006-05-15 | |
| 2006-04-03 | PRIPP OLOF Director | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $8.01 | 2006-04-04 | |
| 2006-03-14 | THIMOT THOMAS L Officer (VP, Worldwide Sales) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $7.59 | 2006-03-15 |