IPASS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-23: Reporting owner LAL ANURAG; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-15: Reporting owner LAL ANURAG; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-13: Reporting owner LAL ANURAG; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-08-31: Reporting owner LAL ANURAG; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-23 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $0.50 exercise price | 2007-11-26 | |
| 2007-11-15 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 2,000 owned after | $0.50 exercise price | 2007-11-15 | |
| 2007-11-13 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 12,000 owned after | $0.50 exercise price | 2007-11-13 | |
| 2007-08-31 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 22,000 owned after | $0.50 exercise price | 2007-08-31 | |
| 2007-08-24 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 32,000 owned after | $0.50 exercise price | 2007-08-27 | |
| 2007-08-17 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 42,000 owned after | $0.50 exercise price | 2007-08-17 | |
| 2007-08-15 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 52,000 owned after | $0.50 exercise price | 2007-08-17 | |
| 2007-06-07 | McConnell Michael J Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.43 exercise price | 2007-06-20 | |
| 2007-06-07 | SPIES ALLAN R Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.43 exercise price | 2007-06-20 | |
| 2007-06-07 | PRIPP OLOF Director | 4/A | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.43 exercise price | 2007-06-20 | |
| 2007-06-07 | PATTERSON ARTHUR C Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.43 exercise price | 2007-06-20 | |
| 2007-06-07 | Clapman Peter Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.43 exercise price | 2007-06-20 | |
| 2007-06-07 | BODINE PETER G Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.43 exercise price | 2007-06-20 | |
| 2007-06-07 | BELETIC JOHN D Director | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.43 exercise price | 2007-06-20 | |
| 2007-06-07 | AMES A GARY Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.43 exercise price | 2007-06-20 | |
| 2007-06-07 | GOLD STANLEY P | Shamrock Activist Value Fund GP, L.L.C. | Shamrock Partners Activist Value Fund, L.L.C. | Shamrock Activist Value Fund III, L.P. | Shamrock Activist Value Fund L P | Shamrock Activist Value Fund II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.43 exercise price | 2007-06-19 | |
| 2007-06-07 | AMES A GARY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.25 exercise price | 2007-06-11 | |
| 2007-06-07 | Shamrock Activist Value Fund II, L.P. | Shamrock Activist Value Fund III, L.P. | Shamrock Activist Value Fund GP, L.L.C. | GOLD STANLEY P | Shamrock Activist Value Fund L P | Shamrock Partners Activist Value Fund, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.25 exercise price | 2007-06-11 | |
| 2007-06-07 | McConnell Michael J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.25 exercise price | 2007-06-11 | |
| 2007-06-07 | Clapman Peter Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.25 exercise price | 2007-06-11 | |
| 2007-06-07 | SPIES ALLAN R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.25 exercise price | 2007-06-11 | |
| 2007-06-07 | PRIPP OLOF Director | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.25 exercise price | 2007-06-11 | |
| 2007-06-07 | PATTERSON ARTHUR C Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.25 exercise price | 2007-06-11 | |
| 2007-06-07 | BODINE PETER G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.25 exercise price | 2007-06-11 | |
| 2007-06-07 | BELETIC JOHN D Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.25 exercise price | 2007-06-11 | |
| 2007-05-31 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 62,000 owned after | $0.50 exercise price | 2007-06-04 | |
| 2007-05-21 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 72,000 owned after | $0.50 exercise price | 2007-05-22 | |
| 2007-05-14 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 82,000 owned after | $0.50 exercise price | 2007-05-14 | |
| 2007-05-10 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 92,000 owned after | $0.50 exercise price | 2007-05-14 | |
| 2007-02-28 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 102,000 owned after | $0.50 exercise price | 2007-02-28 | |
| 2007-02-22 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 112,000 owned after | $0.50 exercise price | 2007-02-23 | |
| 2007-02-21 | GOLD STANLEY P | Shamrock Activist Value Fund III, L.P. | Shamrock Activist Value Fund L P | Shamrock Activist Value Fund II, L.P. | Shamrock Activist Value Fund GP, L.L.C. | Shamrock Partners Activist Value Fund, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.13 exercise price | 2007-02-26 | |
| 2007-02-21 | Clapman Peter Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.13 exercise price | 2007-02-26 | |
| 2007-02-21 | McConnell Michael J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.13 exercise price | 2007-02-26 | |
| 2007-02-09 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 122,000 owned after | $0.50 exercise price | 2007-02-16 | |
| 2007-02-09 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 132,000 owned after | $0.50 exercise price | 2007-02-12 | |
| 2007-02-08 | VERDECANNA FRANK Officer (VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,400 94,400 owned after | $5.09 exercise price | 2007-05-09 | |
| 2007-02-08 | WACHTLER JOEL Officer (VP Product Mgmt and Strategy) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,400 49,400 owned after | $5.09 exercise price | 2007-02-12 | |
| 2007-02-08 | VERDECANNA FRANK Officer (VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,400 49,400 owned after | $5.09 exercise price | 2007-02-12 | |
| 2007-02-08 | POSEY BRUCE K Officer (Sr VP, General Counsel and Sec) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,400 49,400 owned after | $5.09 exercise price | 2007-02-12 | |
| 2007-02-08 | LAL ANURAG Officer (Chief BD and Sales Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $5.09 exercise price | 2007-02-12 | |
| 2007-02-08 | DENMAN KENNETH D Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,000 108,000 owned after | $5.09 exercise price | 2007-02-12 | |
| 2007-02-08 | CHARTERS JOHN C Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $5.09 exercise price | 2007-02-12 |