IPASS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-08-09: Reporting owner Kaplan Evan; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-09: Reporting owner Kaplan Evan; Form 4; Security Restricted Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-21: Reporting owner Kaplan Evan; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-08-10: Reporting owner Kaplan Evan; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-08-09 | Kaplan Evan Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 100,000 owned after | no price filed | 2011-08-15 | |
| 2011-08-09 | Kaplan Evan Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,948 5,948 owned after | no price filed | 2011-08-15 | |
| 2010-12-21 | Kaplan Evan Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,948 5,948 owned after | no price filed | 2010-12-22 | |
| 2010-08-10 | Kaplan Evan Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 100,000 owned after | no price filed | 2010-08-12 | |
| 2010-01-28 | Kaplan Evan Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2010-02-01 | |
| 2009-06-24 | GOLD STANLEY P Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $0.00 | 2009-06-25 | |
| 2008-05-29 | Shamrock Activist Value Fund III, L.P. | Shamrock Activist Value Fund L P | Shamrock Activist Value Fund GP, L.L.C. | GOLD STANLEY P | Shamrock Partners Activist Value Fund, L.L.C. | Shamrock Activist Value Fund II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | RESTRICTED STOCK Non-derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2008-06-02 | |
| 2008-05-29 | Shamrock Activist Value Fund III, L.P. | Shamrock Activist Value Fund L P | Shamrock Activist Value Fund GP, L.L.C. | GOLD STANLEY P | Shamrock Partners Activist Value Fund, L.L.C. | Shamrock Activist Value Fund II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | RESTRICTED STOCK Non-derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $0.00 | 2008-06-02 | |
| 2008-05-29 | McConnell Michael J Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $0.00 | 2008-06-02 | |
| 2008-05-29 | GOLD STANLEY P Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2008-06-02 | |
| 2008-02-21 | McConnell Michael J Director | 4 | RESTRICTED STOCK Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,000 15,000 owned after | $0.00 | 2008-02-21 | |
| 2007-02-21 | GOLD STANLEY P | Shamrock Activist Value Fund III, L.P. | Shamrock Activist Value Fund L P | Shamrock Activist Value Fund II, L.P. | Shamrock Activist Value Fund GP, L.L.C. | Shamrock Partners Activist Value Fund, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Restricted Stock Award Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 40,000 owned after | $0.00 | 2007-02-26 | |
| 2007-02-21 | Clapman Peter Director | 4 | Restricted Stock Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 40,000 owned after | $0.00 | 2007-02-26 | |
| 2007-02-21 | McConnell Michael J Director | 4 | Restricted Stock Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 40,000 owned after | $0.00 | 2007-02-26 |