IPASS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 331 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-18: Reporting owner GOLD STANLEY P; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-12-18: Reporting owner GOLD STANLEY P; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-18: Reporting owner GOLD STANLEY P; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-12-18: Reporting owner GOLD STANLEY P; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-18 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $1.92 exercise price | 2009-12-22 | |
| 2009-12-18 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.73 exercise price | 2009-12-22 | |
| 2009-12-18 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −348 0 owned after | $1.37 exercise price | 2009-12-22 | |
| 2009-12-18 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +348 348 owned after | $1.24 exercise price | 2009-12-22 | |
| 2009-12-18 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8 8 owned after | $0.95 exercise price | 2009-12-22 | |
| 2009-12-18 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.37 exercise price | 2009-12-22 | |
| 2009-12-18 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.24 exercise price | 2009-12-22 | |
| 2009-12-18 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +384 384 owned after | $0.95 exercise price | 2009-12-22 | |
| 2009-12-18 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −959 0 owned after | $1.37 exercise price | 2009-12-22 | |
| 2009-12-18 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +959 959 owned after | $1.24 exercise price | 2009-12-22 | |
| 2009-12-18 | GOLD STANLEY P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 24 owned after | $0.95 exercise price | 2009-12-22 | |
| 2009-12-18 | Wastie Steven Officer (SVP Marketing and Strategy) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $1.48 exercise price | 2009-12-21 | |
| 2009-12-18 | Wastie Steven Officer (SVP Marketing and Strategy) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.34 exercise price | 2009-12-21 | |
| 2009-12-18 | Wastie Steven Officer (SVP Marketing and Strategy) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,418 3,418 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | Wastie Steven Officer (SVP Marketing and Strategy) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,465 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | Wastie Steven Officer (SVP Marketing and Strategy) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,465 10,465 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | Wastie Steven Officer (SVP Marketing and Strategy) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +268 268 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | PATEL JAYENDRA Officer (SVP, Product Development) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $0.80 exercise price | 2009-12-21 | |
| 2009-12-18 | PATEL JAYENDRA Officer (SVP, Product Development) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.72 exercise price | 2009-12-21 | |
| 2009-12-18 | PATEL JAYENDRA Officer (SVP, Product Development) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,675 13,675 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | PATEL JAYENDRA Officer (SVP, Product Development) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,093 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | PATEL JAYENDRA Officer (SVP, Product Development) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,093 22,093 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | PATEL JAYENDRA Officer (SVP, Product Development) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +566 566 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | Kaplan Evan Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $1.47 exercise price | 2009-12-21 | |
| 2009-12-18 | Kaplan Evan Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $1.33 exercise price | 2009-12-21 | |
| 2009-12-18 | Kaplan Evan Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,547 8,547 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | Kaplan Evan Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,162 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | Kaplan Evan Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,162 26,162 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | Kaplan Evan Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +670 670 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | Hulse Nicholas W Officer (Senior VP of Worldwide Sales) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −240,000 0 owned after | $1.47 exercise price | 2009-12-21 | |
| 2009-12-18 | Hulse Nicholas W Officer (Senior VP of Worldwide Sales) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $1.33 exercise price | 2009-12-21 | |
| 2009-12-18 | Hulse Nicholas W Officer (Senior VP of Worldwide Sales) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,102 4,102 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | Hulse Nicholas W Officer (Senior VP of Worldwide Sales) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,558 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | Hulse Nicholas W Officer (Senior VP of Worldwide Sales) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,558 12,558 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | Hulse Nicholas W Officer (Senior VP of Worldwide Sales) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +321 321 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | Gatoff Steven Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $1.48 exercise price | 2009-12-21 | |
| 2009-12-18 | Gatoff Steven Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.34 exercise price | 2009-12-21 | |
| 2009-12-18 | Gatoff Steven Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,418 3,418 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | Gatoff Steven Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,465 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | Gatoff Steven Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,465 10,465 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | Gatoff Steven Officer (Senior VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +268 268 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | GARVEY WILLIAM P Officer (VP, Gen. Counsel and Secretary) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $1.48 exercise price | 2009-12-21 | |
| 2009-12-18 | GARVEY WILLIAM P Officer (VP, Gen. Counsel and Secretary) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.34 exercise price | 2009-12-21 | |
| 2009-12-18 | GARVEY WILLIAM P Officer (VP, Gen. Counsel and Secretary) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,564 2,564 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | GARVEY WILLIAM P Officer (VP, Gen. Counsel and Secretary) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,848 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | GARVEY WILLIAM P Officer (VP, Gen. Counsel and Secretary) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,848 7,848 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | GARVEY WILLIAM P Officer (VP, Gen. Counsel and Secretary) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +201 201 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $1.33 exercise price | 2009-12-21 | |
| 2009-12-18 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.20 exercise price | 2009-12-21 | |
| 2009-12-18 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +769 769 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +384 384 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −959 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +959 959 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 24 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,918 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,918 1,918 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49 49 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | $1.73 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $1.56 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,488 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,488 3,488 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89 89 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $9.02 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $8.15 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $5.39 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $4.87 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $5.50 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.97 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $4.69 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.24 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.92 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.73 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −174 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +174 174 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 4 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +384 384 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −959 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +959 959 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 24 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +769 769 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +384 384 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −959 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +959 959 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 24 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,918 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,918 1,918 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49 49 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | Griffiths Gary A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | Griffiths Gary A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.24 exercise price | 2009-12-21 | |
| 2009-12-18 | Griffiths Gary A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +769 769 owned after | $0.95 exercise price | 2009-12-21 | |
| 2009-12-18 | Griffiths Gary A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.37 exercise price | 2009-12-21 | |
| 2009-12-18 | Griffiths Gary A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.24 exercise price | 2009-12-21 |