INTRICON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-13: Reporting owner Longval Scott; Form 4; Security Option to Purchase - Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-13: Reporting owner Gruenhagen Greg; Form 4; Security Option to Purchase - Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-13: Reporting owner Geraci Michael; Form 4; Security Option to Purchase - Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-13: Reporting owner GORDER MARK STEPHEN; Form 4; Security Option to Purchase - Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-13 | Longval Scott Officer (Chief Financial Officer) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $14.70 exercise price | 2017-11-15 | |
| 2017-11-13 | Gruenhagen Greg Officer (VP, Corp. Qlty. & Reg. Affairs) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $14.70 exercise price | 2017-11-15 | |
| 2017-11-13 | Geraci Michael Officer (VP Sales and Marketing) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $14.70 exercise price | 2017-11-15 | |
| 2017-11-13 | GORDER MARK STEPHEN Director, Officer (President and CEO) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $14.70 exercise price | 2017-11-15 | |
| 2017-11-13 | Gonsior Dennis Officer (Vice President, Operations) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $14.70 exercise price | 2017-11-15 | |
| 2017-04-27 | SMITH PHILIP IRVING Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.80 exercise price | 2017-05-01 | |
| 2017-04-27 | GIORDANO NICHOLAS A Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.80 exercise price | 2017-05-01 | |
| 2017-04-27 | MASUCCI ROBERT N Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.80 exercise price | 2017-05-01 | |
| 2017-04-27 | MCKENNA MICHAEL J Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $8.80 exercise price | 2017-05-01 | |
| 2017-04-06 | MASUCCI ROBERT N Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $6.59 exercise price | 2017-04-07 | |
| 2017-04-05 | GIORDANO NICHOLAS A Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $6.59 exercise price | 2017-04-07 | |
| 2017-02-22 | MCKENNA MICHAEL J Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $6.59 exercise price | 2017-02-24 | |
| 2017-01-02 | Longval Scott Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $6.90 exercise price | 2017-01-04 | |
| 2017-01-02 | Gruenhagen Greg Officer (VP, Corp. Qlty. & Reg. Affairs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $6.90 exercise price | 2017-01-04 | |
| 2017-01-02 | GORDER MARK STEPHEN Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $6.90 exercise price | 2017-01-04 | |
| 2017-01-02 | Gonsior Dennis Officer (Vice President, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $6.90 exercise price | 2017-01-04 | |
| 2017-01-02 | Geraci Michael Officer (VP Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −12,000 12,000 owned after | $6.90 exercise price | 2017-01-04 |