INTRICON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-01: Reporting owner GIORDANO NICHOLAS A; Form 4; Security Option to purchase common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-01: Reporting owner MASUCCI ROBERT N; Form 4; Security Option to purchase common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-01: Reporting owner MCKENNA MICHAEL J; Form 4; Security Option to purchase common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-01: Reporting owner Seamon Philip N; Form 4; Security Option to purchase common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-01 | GIORDANO NICHOLAS A Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.96 exercise price | 2012-05-02 | |
| 2012-05-01 | MASUCCI ROBERT N Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.96 exercise price | 2012-05-02 | |
| 2012-05-01 | MCKENNA MICHAEL J Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $6.96 exercise price | 2012-05-02 | |
| 2012-05-01 | Seamon Philip N Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.96 exercise price | 2012-05-02 | |
| 2012-02-21 | Conger Christopher Officer (Vice President, R & D) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $2.35 exercise price | 2012-02-22 | |
| 2012-02-21 | Conger Christopher Officer (Vice President, R & D) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $2.45 exercise price | 2012-02-22 | |
| 2012-01-02 | Longval Scott Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.26 exercise price | 2012-01-04 | |
| 2012-01-02 | Gruenhagen Greg Officer (VP, Corp. Qlty. & Reg. Affairs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.26 exercise price | 2012-01-04 | |
| 2012-01-02 | GORDER MARK STEPHEN Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.26 exercise price | 2012-01-04 | |
| 2012-01-02 | Gonsior Dennis Officer (Vice President, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.26 exercise price | 2012-01-04 | |
| 2012-01-02 | Conger Christopher Officer (Vice President, R & D) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.26 exercise price | 2012-01-04 | |
| 2012-01-02 | Geraci Michael Officer (VP Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.26 exercise price | 2012-01-04 |