INTRICON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-02: Reporting owner Gruenhagen Greg; Form 4; Security Option to Purchase - Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-04-23: Reporting owner MCKENNA MICHAEL J; Form 4; Security Option to purchase common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-04-23: Reporting owner GIORDANO NICHOLAS A; Form 4; Security Option to purchase common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-04-23: Reporting owner Seamon Philip N; Form 4; Security Option to purchase common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-02 | Gruenhagen Greg Officer (VP, Corp. Qlty. & Reg. Affairs) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $2.35 exercise price | 2014-12-04 | |
| 2014-04-23 | MCKENNA MICHAEL J Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $6.82 exercise price | 2014-04-25 | |
| 2014-04-23 | GIORDANO NICHOLAS A Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.82 exercise price | 2014-04-25 | |
| 2014-04-23 | Seamon Philip N Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.82 exercise price | 2014-04-25 | |
| 2014-04-23 | MASUCCI ROBERT N Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.82 exercise price | 2014-04-25 | |
| 2014-04-22 | GIORDANO NICHOLAS A Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $2.93 exercise price | 2014-04-24 | |
| 2014-04-22 | MASUCCI ROBERT N Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $2.93 exercise price | 2014-04-24 | |
| 2014-04-22 | MCKENNA MICHAEL J Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $2.93 exercise price | 2014-04-24 | |
| 2014-03-08 | MCKENNA MICHAEL J Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $2.93 exercise price | 2014-03-11 | |
| 2014-01-02 | Longval Scott Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $3.85 exercise price | 2014-01-06 | |
| 2014-01-02 | Gruenhagen Greg Officer (VP, Corp. Qlty. & Reg. Affairs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $3.85 exercise price | 2014-01-06 | |
| 2014-01-02 | GORDER MARK STEPHEN Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $3.85 exercise price | 2014-01-06 | |
| 2014-01-02 | Gonsior Dennis Officer (Vice President, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $3.85 exercise price | 2014-01-06 | |
| 2014-01-02 | Geraci Michael Officer (VP Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $3.85 exercise price | 2014-01-06 | |
| 2014-01-02 | Conger Christopher Officer (Vice President, R & D) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $3.85 exercise price | 2014-01-06 |