INTRICON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-08: Reporting owner GORDER MARK STEPHEN; Form 4; Security Option to Purchase - Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-05: Reporting owner Geraci Michael; Form 4; Security Option to Purchase - Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-05: Reporting owner Longval Scott; Form 4; Security Option to Purchase - Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-05: Reporting owner Gonsior Dennis; Form 4; Security Option to Purchase - Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-08 | GORDER MARK STEPHEN Director, Officer (President and CEO) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $5.35 exercise price | 2016-12-12 | |
| 2016-12-05 | Geraci Michael Officer (VP Sales and Marketing) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.35 exercise price | 2016-12-07 | |
| 2016-12-05 | Longval Scott Officer (Chief Financial Officer) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $5.35 exercise price | 2016-12-07 | |
| 2016-12-05 | Gonsior Dennis Officer (Vice President, Operations) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.35 exercise price | 2016-12-07 | |
| 2016-11-30 | Gruenhagen Greg Officer (VP, Corp. Qlty. & Reg. Affairs) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $5.35 exercise price | 2016-12-02 | |
| 2016-11-21 | Longval Scott Officer (Chief Financial Officer) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $5.35 exercise price | 2016-11-23 | |
| 2016-04-28 | Seamon Philip N Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.85 exercise price | 2016-05-02 | |
| 2016-04-28 | GIORDANO NICHOLAS A Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.85 exercise price | 2016-05-02 | |
| 2016-04-28 | MASUCCI ROBERT N Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.85 exercise price | 2016-05-02 | |
| 2016-04-28 | MCKENNA MICHAEL J Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $5.85 exercise price | 2016-05-02 | |
| 2016-04-28 | SMITH PHILIP IRVING Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.85 exercise price | 2016-05-02 | |
| 2016-01-03 | Longval Scott Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $7.58 exercise price | 2016-01-05 | |
| 2016-01-03 | Gruenhagen Greg Officer (VP, Corp. Qlty. & Reg. Affairs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $7.58 exercise price | 2016-01-05 | |
| 2016-01-03 | Gonsior Dennis Officer (Vice President, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $7.58 exercise price | 2016-01-05 | |
| 2016-01-03 | Geraci Michael Officer (VP Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $7.58 exercise price | 2016-01-05 | |
| 2016-01-03 | GORDER MARK STEPHEN Director, Officer (President and CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $7.58 exercise price | 2016-01-05 |