INTRICON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-04: Reporting owner GORDER MARK STEPHEN; Form 4; Security Option to Purchase - Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-10: Reporting owner Gonsior Dennis; Form 4; Security Option to Purchase - Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-06: Reporting owner Geraci Michael; Form 4; Security Option to purchase common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-08-31: Reporting owner SMITH PHILIP IRVING; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-04 | GORDER MARK STEPHEN Director, Officer (President and CEO) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $4.69 exercise price | 2018-12-06 | |
| 2018-09-10 | Gonsior Dennis Officer (Vice President, Operations) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.53 exercise price | 2018-09-12 | |
| 2018-09-06 | Geraci Michael Officer (VP Sales & Marketing) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $3.85 exercise price | 2018-09-10 | |
| 2018-08-31 | SMITH PHILIP IRVING Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 3,333 owned after | $5.85 exercise price | 2018-09-05 | |
| 2018-08-31 | SMITH PHILIP IRVING Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 6,667 owned after | $8.80 exercise price | 2018-09-05 | |
| 2018-08-16 | MASUCCI ROBERT N Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 6,667 owned after | $8.80 exercise price | 2018-08-20 | |
| 2018-08-16 | MASUCCI ROBERT N Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.96 exercise price | 2018-08-20 | |
| 2018-08-16 | MASUCCI ROBERT N Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.96 exercise price | 2018-08-20 | |
| 2018-08-16 | MASUCCI ROBERT N Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.82 exercise price | 2018-08-20 | |
| 2018-08-16 | MASUCCI ROBERT N Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 3,333 owned after | $5.85 exercise price | 2018-08-20 | |
| 2018-08-16 | MASUCCI ROBERT N Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.53 exercise price | 2018-08-20 | |
| 2018-08-16 | MASUCCI ROBERT N Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.10 exercise price | 2018-08-20 | |
| 2018-08-16 | MASUCCI ROBERT N Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,987 6,013 owned after | $4.00 exercise price | 2018-08-20 | |
| 2018-08-16 | GIORDANO NICHOLAS A Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.96 exercise price | 2018-08-20 | |
| 2018-08-16 | GIORDANO NICHOLAS A Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.82 exercise price | 2018-08-20 | |
| 2018-08-16 | GIORDANO NICHOLAS A Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.96 exercise price | 2018-08-20 | |
| 2018-08-16 | GIORDANO NICHOLAS A Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 3,333 owned after | $5.85 exercise price | 2018-08-20 | |
| 2018-08-16 | GIORDANO NICHOLAS A Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 6,667 owned after | $8.80 exercise price | 2018-08-20 | |
| 2018-08-16 | GIORDANO NICHOLAS A Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,058 942 owned after | $4.53 exercise price | 2018-08-20 | |
| 2018-08-16 | MCKENNA MICHAEL J Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,694 361 owned after | $6.82 exercise price | 2018-08-20 | |
| 2018-08-15 | MCKENNA MICHAEL J Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 5,055 owned after | $6.82 exercise price | 2018-08-17 | |
| 2018-08-14 | MCKENNA MICHAEL J Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $3.03 exercise price | 2018-08-16 | |
| 2018-08-14 | MCKENNA MICHAEL J Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $4.00 exercise price | 2018-08-16 | |
| 2018-08-14 | MCKENNA MICHAEL J Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $4.10 exercise price | 2018-08-16 | |
| 2018-08-14 | MCKENNA MICHAEL J Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $4.53 exercise price | 2018-08-16 | |
| 2018-08-14 | MCKENNA MICHAEL J Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 4,000 owned after | $5.85 exercise price | 2018-08-16 | |
| 2018-08-14 | MCKENNA MICHAEL J Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,945 9,055 owned after | $6.82 exercise price | 2018-08-16 | |
| 2018-08-14 | Longval Scott Officer (Chief Financial Officer) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $4.05 exercise price | 2018-08-16 | |
| 2018-07-31 | Geraci Michael Officer (VP Sales and Marketing) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $6.87 exercise price | 2018-08-02 | |
| 2018-07-19 | Gonsior Dennis Officer (VP, Operations) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.69 exercise price | 2018-07-23 | |
| 2018-07-19 | Gonsior Dennis Officer (VP, Operations) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.05 exercise price | 2018-07-23 | |
| 2018-07-19 | Gonsior Dennis Officer (VP, Operations) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $3.85 exercise price | 2018-07-23 | |
| 2018-07-18 | Geraci Michael Officer (VP Sales and Marketing) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.69 exercise price | 2018-07-20 | |
| 2018-07-18 | Geraci Michael Officer (VP Sales and Marketing) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $7.58 exercise price | 2018-07-20 | |
| 2018-07-18 | Geraci Michael Officer (VP Sales and Marketing) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 8,000 owned after | $6.90 exercise price | 2018-07-20 | |
| 2018-07-18 | Gruenhagen Greg Officer (VP, Corp. Qlty. & Reg. Affairs) | 4 | Option to Purcahse - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.69 exercise price | 2018-07-20 | |
| 2018-07-18 | Gruenhagen Greg Officer (VP, Corp. Qlty. & Reg. Affairs) | 4 | Option to Purcahse - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.05 exercise price | 2018-07-20 | |
| 2018-07-18 | Longval Scott Officer (Chief Financial Officer) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.69 exercise price | 2018-07-20 | |
| 2018-07-01 | Longval Scott Officer (Chief Financial Officer) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.53 exercise price | 2018-07-03 | |
| 2018-07-01 | Longval Scott Officer (Chief Financial Officer) | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $3.85 exercise price | 2018-07-03 | |
| 2018-04-17 | MASUCCI ROBERT N Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $8.98 exercise price | 2018-04-19 | |
| 2018-04-04 | MCKENNA MICHAEL J Director | 4 | Option to Purchase - Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $8.98 exercise price | 2018-04-06 | |
| 2018-03-01 | Gonsior Dennis Officer (Vice President, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $7.05 exercise price | 2018-03-05 | |
| 2018-03-01 | Gruenhagen Greg Officer (VP, Corp. Qlty. & Reg. Affairs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $7.05 exercise price | 2018-03-05 | |
| 2018-03-01 | GORDER MARK STEPHEN Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,750 15,750 owned after | $7.05 exercise price | 2018-03-05 | |
| 2018-03-01 | Geraci Michael Officer (VP Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $7.05 exercise price | 2018-03-05 | |
| 2018-03-01 | Longval Scott Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $7.05 exercise price | 2018-03-05 | |
| 2018-02-01 | GIORDANO NICHOLAS A Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $8.98 exercise price | 2018-02-05 |