IEC ELECTRONICS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-08-11: Reporting owner Hauvn Jens; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2016-08-09: Reporting owner Hauvn Jens; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-06-09: Reporting owner Schlarbaum Jeffrey T; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2016-05-19: Reporting owner Hauvn Jens; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-08-11 holding as of filing | Hauvn Jens Officer (SVP, Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 50,000 owned after | $4.25 exercise price | 2016-08-11 | |
| 2016-08-09 | Hauvn Jens Officer (SVP, Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.25 exercise price | 2016-08-11 | |
| 2016-06-09 holding as of filing | Schlarbaum Jeffrey T Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 416,145 owned after | $4.10 exercise price | 2016-06-09 | |
| 2016-05-19 holding as of filing | Hauvn Jens Officer (SVP, Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 50,000 owned after | $4.25 exercise price | 2016-05-19 | |
| 2016-05-19 holding as of filing | Schlarbaum Jeffrey T Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 416,145 owned after | $4.10 exercise price | 2016-05-19 |