IEC ELECTRONICS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-22: Reporting owner SASSANO CARL E; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-11-19: Reporting owner ROWE JAMES C; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-11-19: Reporting owner MOULTON EBEN S; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-11-06: Reporting owner MARTIN STEPHANIE A; Form 4/A; Security Stock Option(right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-22 | SASSANO CARL E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 4,667 owned after | $1.22 exercise price | 2009-11-25 | |
| 2009-11-19 | ROWE JAMES C Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 4,667 owned after | $1.22 exercise price | 2009-11-20 | |
| 2009-11-19 | MOULTON EBEN S Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 4,667 owned after | $1.22 exercise price | 2009-11-20 | |
| 2009-11-06 | MARTIN STEPHANIE A Other (Vice President of Supply Chain) | 4/A | Stock Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,700 6,700 owned after | $4.32 exercise price | 2009-11-25 | |
| 2009-11-06 | MARTIN STEPHANIE A Other (Vice President of Supply Chain) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,700 6,700 owned after | $4.99 exercise price | 2009-11-24 | |
| 2009-08-10 | ZIMMERMAN JEROLD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 4,667 owned after | $0.00 | 2009-08-13 | |
| 2009-08-10 | ZIMMERMAN JEROLD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,666 2,334 owned after | $0.00 | 2009-08-13 | |
| 2009-08-10 | ZIMMERMAN JEROLD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 0 owned after | $0.00 | 2009-08-13 | |
| 2009-08-10 | Doody Donald S Officer (Sr.VP of Operations) | 4 | Stock Option (right to buy) Derivative · Indirect · by Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −72,500 37,500 owned after | $0.00 | 2009-08-10 | |
| 2009-08-10 | Doody Donald S Officer (Sr.VP of Operations) | 4 | Stock Option (right to buy) Derivative · Indirect · by Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $0.00 | 2009-08-10 | |
| 2009-08-06 | Schlarbaum Jeffrey T Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 130,000 owned after | $0.00 | 2009-08-06 | |
| 2009-06-22 | SASSANO CARL E Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,666 2,334 owned after | $0.00 | 2009-07-09 | |
| 2009-06-22 | SASSANO CARL E Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $0.00 | 2009-07-09 | |
| 2009-04-16 | ROWE JAMES C Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 0 owned after | $0.00 | 2009-04-21 | |
| 2009-04-16 | ROWE JAMES C Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 2,334 owned after | $0.00 | 2009-04-21 | |
| 2009-02-20 | GILBERT W BARRY Director, Officer (CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −147,368 127,632 owned after | $0.00 | 2009-02-23 | |
| 2009-02-05 | ZIMMERMAN JEROLD L Director | 4/A | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.22 exercise price | 2009-02-10 | |
| 2009-02-05 | ZIMMERMAN JEROLD L Director | 4/A | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.22 exercise price | 2009-02-10 | |
| 2009-02-05 | Brudek Michael Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.22 exercise price | 2009-02-05 | |
| 2009-02-05 | ROWE JAMES C Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.22 exercise price | 2009-02-05 | |
| 2009-02-05 | ZIMMERMAN JEROLD L Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.22 exercise price | 2009-02-05 | |
| 2009-02-05 | MOULTON EBEN S Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.22 exercise price | 2009-02-05 | |
| 2009-02-05 | SASSANO CARL E Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.22 exercise price | 2009-02-05 |