IEC ELECTRONICS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-04-11: Reporting owner Schlarbaum Jeffrey T; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-28: Reporting owner GILBERT W BARRY; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-25: Reporting owner ZIMMERMAN JEROLD L; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-08: Reporting owner ROWE JAMES C; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-04-11 | Schlarbaum Jeffrey T Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.00 | 2011-04-13 | |
| 2011-02-28 | GILBERT W BARRY Director, Officer (CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,660 0 owned after | $0.55 exercise price | 2011-02-28 | |
| 2011-02-25 | ZIMMERMAN JEROLD L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,334 0 owned after | $1.22 exercise price | 2011-03-04 | |
| 2011-02-08 | ROWE JAMES C Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,334 0 owned after | $1.22 exercise price | 2011-02-11 | |
| 2011-02-04 | SASSANO CARL E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,334 0 owned after | $1.22 exercise price | 2011-02-04 | |
| 2011-01-03 | Schlarbaum Jeffrey T Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,000 0 owned after | $0.00 | 2011-01-06 |