IEC ELECTRONICS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-04-04: Reporting owner Schlarbaum Jeffrey T; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2017-04-04: Reporting owner Hauvn Jens; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2017-03-31: Reporting owner Hauvn Jens; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-04-04 holding as of filing | Schlarbaum Jeffrey T Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 416,145 owned after | $4.10 exercise price | 2017-04-04 | |
| 2017-04-04 holding as of filing | Hauvn Jens Officer (SVP, Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 50,000 owned after | $4.25 exercise price | 2017-04-04 | |
| 2017-03-31 | Hauvn Jens Officer (SVP, Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 50,000 owned after | $5.25 exercise price | 2017-04-04 |