IEC ELECTRONICS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-10-05: Reporting owner Schlarbaum Jeffrey T; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-10-05: Reporting owner Barbato Thomas L; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-03-17: Reporting owner Schlarbaum Jeffrey T; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2021-01-15: Reporting owner Schlarbaum Jeffrey T; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-10-05 | Schlarbaum Jeffrey T Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −416,145 0 owned after | $11.25 | 2021-10-05 | |
| 2021-10-05 | Barbato Thomas L Officer (CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $9.92 | 2021-10-05 | |
| 2021-03-17 holding as of filing | Schlarbaum Jeffrey T Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 416,145 owned after | $4.10 exercise price | 2021-03-17 | |
| 2021-01-15 holding as of filing | Schlarbaum Jeffrey T Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 416,145 owned after | $4.10 exercise price | 2021-01-15 | |
| 2021-01-15 holding as of filing | Barbato Thomas L Officer (CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 100,000 owned after | $5.43 exercise price | 2021-01-15 |