HERON THERAPEUTICS, INC. /DE/ Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2012-08-10: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-07-30; Total offering amount $53,549,999.
- 2009-11-05: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; (i) Common Stock and (ii) Warrants to purchase shares of Common Stock (including the shares of Common Stock issuable upon exercise of the Warrants).; Date of first sale 2009-10-22; Total offering amount $16,642,811.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2012-08-10 | Rule 506 | Equity | 2012-07-30 | $53,549,999 | $53,549,999 | $0 | 21 |
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| 2009-11-05 | Rule 506 | Equity; OptionToAcquire; (i) Common Stock and (ii) Warrants to purchase shares of Common Stock (including the shares of Common Stock issuable upon exercise of the Warrants). | 2009-10-22 | $16,642,811 | $8,142,817 | $8,499,994 | 7 |
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