HOLOGIC INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 70 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-10: Reporting owner Levy Lawrence M; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-09: Reporting owner Levy Lawrence M; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-05: Reporting owner Egstrand Claus; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-05: Reporting owner Valenti Peter J. III; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-10 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,800 0 owned after | $17.84 exercise price | 2015-11-12 | |
| 2015-11-09 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 19,800 owned after | $17.84 exercise price | 2015-11-12 | |
| 2015-11-05 | Egstrand Claus Officer (SVP and GM, International) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,488 31,488 owned after | $39.96 exercise price | 2015-11-09 | |
| 2015-11-05 | Valenti Peter J. III Officer (Division Pres., Breast Health) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,083 19,083 owned after | $39.96 exercise price | 2015-11-09 | |
| 2015-11-05 | West Thomas A. Officer (Div President & GM, Diagnostic) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,083 19,083 owned after | $39.96 exercise price | 2015-11-09 | |
| 2015-11-05 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,156 7,156 owned after | $39.96 exercise price | 2015-11-09 | |
| 2015-11-05 | Compton Eric B. Officer (COO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,625 28,625 owned after | $39.96 exercise price | 2015-11-09 | |
| 2015-11-05 | McMahon Robert W. Officer (Chief Financial Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,534 30,534 owned after | $39.96 exercise price | 2015-11-09 | |
| 2015-11-05 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,110 8,110 owned after | $39.96 exercise price | 2015-11-09 | |
| 2015-11-05 | Griffin John M. Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,900 22,900 owned after | $39.96 exercise price | 2015-11-09 | |
| 2015-11-05 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138,358 138,358 owned after | $39.96 exercise price | 2015-11-09 | |
| 2015-09-21 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,000 owned after | $17.84 exercise price | 2015-09-23 | |
| 2015-09-11 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $14.50 exercise price | 2015-09-15 | |
| 2015-09-08 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $32.82 exercise price | 2015-09-09 | |
| 2015-08-28 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,146 0 owned after | $22.35 exercise price | 2015-09-01 | |
| 2015-08-26 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,306 0 owned after | $20.01 exercise price | 2015-08-27 | |
| 2015-08-25 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,774 0 owned after | $18.82 exercise price | 2015-08-27 | |
| 2015-08-14 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,257 0 owned after | $17.51 exercise price | 2015-08-18 | |
| 2015-08-05 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,257 0 owned after | $17.51 exercise price | 2015-08-07 | |
| 2015-08-05 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,822 0 owned after | $20.01 exercise price | 2015-08-07 | |
| 2015-08-05 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,331 0 owned after | $22.35 exercise price | 2015-08-07 | |
| 2015-08-05 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $23.64 exercise price | 2015-08-07 | |
| 2015-08-05 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 20,000 owned after | $32.82 exercise price | 2015-08-07 | |
| 2015-08-05 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $32.82 exercise price | 2015-08-07 | |
| 2015-08-05 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,071 0 owned after | $14.50 exercise price | 2015-08-07 | |
| 2015-08-04 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,400 50,000 owned after | $32.82 exercise price | 2015-08-05 | |
| 2015-08-03 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,600 78,400 owned after | $32.82 exercise price | 2015-08-05 | |
| 2015-07-30 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $21.89 exercise price | 2015-07-31 | |
| 2015-06-17 | ULLIAN ELAINE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,109 1,109 owned after | $37.37 exercise price | 2015-06-19 | |
| 2015-06-03 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 25,000 owned after | $17.84 exercise price | 2015-06-05 | |
| 2015-06-03 | Valenti Peter J. III Officer (Division Pres., Breast Health) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,765 31,064 owned after | $23.82 exercise price | 2015-06-05 | |
| 2015-06-01 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,517 0 owned after | $13.07 exercise price | 2015-06-03 | |
| 2015-06-01 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 0 owned after | $18.96 exercise price | 2015-06-03 | |
| 2015-06-01 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 35,000 owned after | $17.84 exercise price | 2015-06-03 | |
| 2015-05-22 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 45,000 owned after | $17.84 exercise price | 2015-05-26 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,832 8,942 owned after | $18.82 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,977 9,280 owned after | $17.51 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,364 12,517 owned after | $13.07 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,821 11,250 owned after | $14.50 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,200 2,800 owned after | $18.96 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,200 14,800 owned after | $23.64 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,200 13,600 owned after | $23.64 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,200 12,400 owned after | $23.64 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,200 11,200 owned after | $23.64 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 94,000 owned after | $32.82 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 88,000 owned after | $32.82 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 82,000 owned after | $32.82 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 76,000 owned after | $32.82 | 2015-05-19 | |
| 2015-05-15 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 70,000 owned after | $32.82 | 2015-05-19 | |
| 2015-05-15 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 50,000 owned after | $17.84 exercise price | 2015-05-19 | |
| 2015-05-11 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,881 0 owned after | $13.07 exercise price | 2015-05-13 | |
| 2015-05-07 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,881 0 owned after | $13.07 exercise price | 2015-05-11 | |
| 2015-05-04 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 7,881 owned after | $13.07 exercise price | 2015-05-06 | |
| 2015-03-11 | CRAWFORD SALLY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,881 0 owned after | $13.07 exercise price | 2015-03-13 | |
| 2015-03-06 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 4,000 owned after | $23.64 exercise price | 2015-03-09 | |
| 2015-03-01 | Griffin John M. Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,665 10,665 owned after | $32.38 exercise price | 2015-03-03 | |
| 2015-03-01 | Griffin John M. Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,865 13,865 owned after | $32.38 exercise price | 2015-03-03 | |
| 2015-02-13 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $18.96 exercise price | 2015-02-17 | |
| 2015-01-29 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,997 15,988 owned after | $19.86 exercise price | 2015-02-02 | |
| 2015-01-29 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $21.89 exercise price | 2015-02-02 | |
| 2015-01-01 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,621 11,621 owned after | $26.74 exercise price | 2015-01-05 | |
| 2015-01-01 | ULLIAN ELAINE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,039 9,039 owned after | $26.74 exercise price | 2015-01-05 | |
| 2015-01-01 | CRAWFORD SALLY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,039 9,039 owned after | $26.74 exercise price | 2015-01-05 | |
| 2015-01-01 | Stamoulis Christiana Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,039 9,039 owned after | $26.74 exercise price | 2015-01-05 | |
| 2015-01-01 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,039 9,039 owned after | $26.74 exercise price | 2015-01-05 | |
| 2015-01-01 | CHRISTODORO JONATHAN Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,039 9,039 owned after | $26.74 exercise price | 2015-01-05 | |
| 2015-01-01 | GARRETT SCOTT T Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,039 9,039 owned after | $26.74 exercise price | 2015-01-05 | |
| 2015-01-01 | MERKSAMER SAMUEL J. Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,039 9,039 owned after | $26.74 exercise price | 2015-01-05 | |
| 2015-01-01 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,039 9,039 owned after | $26.74 exercise price | 2015-01-05 | |
| 2015-01-01 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,039 9,039 owned after | $26.74 exercise price | 2015-01-05 |