HOLOGIC INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 91 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-12: Reporting owner LAVALLEE ROBERT H; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-12: Reporting owner ICAHN CARL C; Form 4; Security "Call Option ""right to purchase"")"; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-12-12: Reporting owner ICAHN CARL C; Form 4; Security "Put Option (""obligation to purchase"")"; Transaction E Expiration of short derivative position.
- 2013-12-08: Reporting owner MERKSAMER SAMUEL J.; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-12 | LAVALLEE ROBERT H Officer (SVP, Chief Accounting Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.96 exercise price | 2013-12-16 | |
| 2013-12-12 | ICAHN CARL C 10% Owner | 4 | "Call Option ""right to purchase"")" Derivative · Indirect · please see all footnotes | X Exercise of in-the-money or at-the-money derivative security | −30,629,879 0 owned after | $14.50 exercise price | 2013-12-12 | |
| 2013-12-12 | ICAHN CARL C 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | E Expiration of short derivative position | −30,629,879 0 owned after | $14.50 exercise price | 2013-12-12 | |
| 2013-12-08 | MERKSAMER SAMUEL J. Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,522 22,522 owned after | $22.29 exercise price | 2013-12-10 | |
| 2013-12-08 | CHRISTODORO JONATHAN Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,522 22,522 owned after | $22.29 exercise price | 2013-12-10 | |
| 2013-12-06 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +223,996 223,996 owned after | $22.29 exercise price | 2013-12-10 | |
| 2013-12-06 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +639,988 863,984 owned after | $22.29 exercise price | 2013-12-10 | |
| 2013-11-20 holding as of filing | ICAHN CARL C 10% Owner | 3 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | Holding | $14.50 exercise price | 2013-11-20 | ||
| 2013-11-20 holding as of filing | ICAHN CARL C 10% Owner | 3 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | Holding | $14.50 exercise price | 2013-11-20 | ||
| 2013-11-20 | ICAHN CARL C 10% Owner | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +242,500 27,272,723 owned after | $7.80 | 2013-11-20 | |
| 2013-11-20 | ICAHN CARL C 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | S Open market or private sale of non-derivative or derivative security | −242,500 27,272,723 owned after | $0.01 | 2013-11-20 | |
| 2013-11-20 | ICAHN CARL C 10% Owner | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +3,357,156 30,629,879 owned after | $7.78 | 2013-11-20 | |
| 2013-11-20 | ICAHN CARL C 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | S Open market or private sale of non-derivative or derivative security | −3,357,156 30,629,879 owned after | $0.01 | 2013-11-20 | |
| 2013-11-19 | ICAHN CARL C 10% Owner | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +757,500 25,978,881 owned after | $7.33 | 2013-11-20 | |
| 2013-11-19 | ICAHN CARL C 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | S Open market or private sale of non-derivative or derivative security | −757,500 25,978,881 owned after | $0.01 | 2013-11-20 | |
| 2013-11-19 | ICAHN CARL C 10% Owner | 4 | "Call Option (""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +1,051,342 27,030,223 owned after | $7.63 | 2013-11-20 | |
| 2013-11-19 | ICAHN CARL C 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | S Open market or private sale of non-derivative or derivative security | −1,051,342 27,030,223 owned after | $0.01 | 2013-11-20 | |
| 2013-11-18 | ICAHN CARL C 10% Owner | 4 | "Call Option ""right to purchase"")" Derivative · Indirect · please see all footnotes | P Open market or private purchase of non-derivative or derivative security | +715,000 25,221,381 owned after | $6.98 | 2013-11-20 | |
| 2013-11-18 | ICAHN CARL C 10% Owner | 4 | "Put Option (""obligation to purchase"")" Derivative · Indirect · please see all footnotes | S Open market or private sale of non-derivative or derivative security | −715,000 25,221,381 owned after | $0.01 | 2013-11-20 | |
| 2013-11-18 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,301 13,301 owned after | $21.45 exercise price | 2013-11-20 | |
| 2013-11-18 | LAVALLEE ROBERT H Officer (SVP, Chief Accounting Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,144 32,144 owned after | $21.45 exercise price | 2013-11-20 | |
| 2013-11-18 | Brady David J Officer (SVP, Human Resources) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,252 33,252 owned after | $21.45 exercise price | 2013-11-20 | |
| 2013-11-18 | Mills Roger D. Officer (GVP & GM, Service & Operations) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,577 36,577 owned after | $21.45 exercise price | 2013-11-20 | |
| 2013-11-18 | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,577 36,577 owned after | $21.45 exercise price | 2013-11-20 | |
| 2013-11-18 | Harding David Officer (Group VP & GM, Women's Health) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,565 41,565 owned after | $21.45 exercise price | 2013-11-20 | |
| 2013-11-18 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,240 38,240 owned after | $21.45 exercise price | 2013-11-20 | |
| 2013-11-18 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,396 42,396 owned after | $21.45 exercise price | 2013-11-20 | |
| 2013-11-18 | CUMMING JOHN W Officer (President and CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,975 9,975 owned after | $21.45 exercise price | 2013-11-20 | |
| 2013-10-30 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 0 owned after | $3.56 exercise price | 2013-10-31 | |
| 2013-10-29 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 70,000 owned after | $3.56 exercise price | 2013-10-31 | |
| 2013-10-15 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,000 140,000 owned after | $3.56 exercise price | 2013-10-17 | |
| 2013-09-30 holding as of filing | Mills Roger D. Officer (SVP & GM, Service & Operations) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $14.87 exercise price | 2013-09-30 | ||
| 2013-09-30 holding as of filing | Mills Roger D. Officer (SVP & GM, Service & Operations) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $14.87 exercise price | 2013-09-30 | ||
| 2013-09-30 holding as of filing | Mills Roger D. Officer (SVP & GM, Service & Operations) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $14.50 exercise price | 2013-09-30 | ||
| 2013-09-30 holding as of filing | Mills Roger D. Officer (SVP & GM, Service & Operations) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $15.75 exercise price | 2013-09-30 | ||
| 2013-09-30 holding as of filing | Mills Roger D. Officer (SVP & GM, Service & Operations) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $16.82 exercise price | 2013-09-30 | ||
| 2013-09-30 holding as of filing | Mills Roger D. Officer (SVP & GM, Service & Operations) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $17.09 exercise price | 2013-09-30 | ||
| 2013-09-30 holding as of filing | Mills Roger D. Officer (SVP & GM, Service & Operations) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $19.86 exercise price | 2013-09-30 | ||
| 2013-09-16 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,000 168,000 owned after | $3.56 exercise price | 2013-09-18 | |
| 2013-09-13 | LAVALLEE ROBERT H Officer (SVP, Chief Accounting Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $3.56 exercise price | 2013-09-17 | |
| 2013-08-20 | Brady David J Officer (SVP, Human Resources) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,000 8,000 owned after | $14.50 exercise price | 2013-08-21 | |
| 2013-08-15 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,000 196,000 owned after | $3.56 exercise price | 2013-08-19 | |
| 2013-08-13 holding as of filing | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $16.33 exercise price | 2013-08-13 | ||
| 2013-08-13 holding as of filing | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $14.41 exercise price | 2013-08-13 | ||
| 2013-08-13 holding as of filing | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $16.82 exercise price | 2013-08-13 | ||
| 2013-08-13 holding as of filing | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $17.09 exercise price | 2013-08-13 | ||
| 2013-08-13 holding as of filing | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $19.86 exercise price | 2013-08-13 | ||
| 2013-08-07 | CUMMING JOHN W Officer (President and CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +351,123 351,123 owned after | $22.54 | 2013-08-08 | |
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $33.31 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $33.31 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $14.50 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $15.75 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $16.82 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $19.86 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $14.50 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $14.87 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $14.87 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $15.75 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $16.82 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $17.09 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $19.86 exercise price | 2013-07-26 | ||
| 2013-07-15 | MUIR GLENN P Director, Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,000 224,000 owned after | $3.56 exercise price | 2013-07-17 | |
| 2013-07-01 | CASCELLA ROBERT Director, Officer (CEO and President) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 80,000 owned after | $3.56 exercise price | 2013-07-02 | |
| 2013-06-17 | MUIR GLENN P Director, Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,000 252,000 owned after | $3.56 exercise price | 2013-06-18 | |
| 2013-06-03 | CASCELLA ROBERT Director, Officer (CEO and President) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 100,000 owned after | $3.56 exercise price | 2013-06-05 | |
| 2013-05-08 | GARRETT SCOTT T Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,204 24,204 owned after | $20.34 | 2013-05-09 | |
| 2013-03-11 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,774 0 owned after | $18.82 exercise price | 2013-03-12 | |
| 2013-02-27 | SOLTANI PETER Officer (SVP & GM, Women's Health) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,000 8,000 owned after | $14.50 exercise price | 2013-02-28 | |
| 2013-02-27 | SOLTANI PETER Officer (SVP & GM, Women's Health) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 8,000 owned after | $13.63 exercise price | 2013-02-28 | |
| 2013-02-27 | SOLTANI PETER Officer (SVP & GM, Women's Health) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,729 16,486 owned after | $15.75 exercise price | 2013-02-28 | |
| 2013-02-27 | SOLTANI PETER Officer (SVP & GM, Women's Health) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $13.87 exercise price | 2013-02-28 | |
| 2013-02-14 | Brady David J Officer (SVP, Human Resources) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $13.87 exercise price | 2013-02-15 | |
| 2013-02-01 | CASCELLA ROBERT Director, Officer (CEO and President) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,984 0 owned after | $1.92 exercise price | 2013-02-05 | |
| 2013-01-09 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,602 0 owned after | $18.30 exercise price | 2013-01-10 | |
| 2013-01-09 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,462 0 owned after | $18.30 exercise price | 2013-01-10 | |
| 2013-01-09 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,130 25,697 owned after | $16.82 exercise price | 2013-01-10 | |
| 2013-01-09 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,593 34,375 owned after | $17.09 exercise price | 2013-01-10 | |
| 2013-01-09 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,000 8,000 owned after | $14.50 exercise price | 2013-01-10 | |
| 2013-01-09 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,439 1,814 owned after | $14.87 exercise price | 2013-01-10 | |
| 2013-01-09 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,439 1,814 owned after | $14.87 exercise price | 2013-01-10 | |
| 2013-01-09 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,729 16,486 owned after | $15.75 exercise price | 2013-01-10 | |
| 2013-01-09 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Incentive Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,202 0 owned after | $13.89 exercise price | 2013-01-10 | |
| 2013-01-09 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,006 0 owned after | $13.89 exercise price | 2013-01-10 | |
| 2013-01-02 | CASCELLA ROBERT Director, Officer (CEO and President) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,985 21,984 owned after | $1.92 exercise price | 2013-01-03 | |
| 2013-01-01 | Stamoulis Christiana Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,306 12,306 owned after | $20.01 exercise price | 2013-01-03 | |
| 2013-01-01 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,822 15,822 owned after | $20.01 exercise price | 2013-01-03 | |
| 2013-01-01 | ULLIAN ELAINE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,306 12,306 owned after | $20.01 exercise price | 2013-01-03 | |
| 2013-01-01 | CRAWFORD SALLY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,306 12,306 owned after | $20.01 exercise price | 2013-01-03 | |
| 2013-01-01 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,306 12,306 owned after | $20.01 exercise price | 2013-01-03 | |
| 2013-01-01 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,306 12,306 owned after | $20.01 exercise price | 2013-01-03 | |
| 2013-01-01 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,306 12,306 owned after | $20.01 exercise price | 2013-01-03 |