HOLOGIC INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-15: Reporting owner CRAWFORD SALLY; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-14: Reporting owner Wendell Amy McBride; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-14: Reporting owner CRAWFORD SALLY; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-01: Reporting owner MACMILLAN STEPHEN P; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-15 | CRAWFORD SALLY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,374 80,000 owned after | $32.82 exercise price | 2016-12-16 | |
| 2016-12-14 | Wendell Amy McBride Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $40.79 exercise price | 2016-12-16 | |
| 2016-12-14 | CRAWFORD SALLY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,626 82,374 owned after | $32.82 exercise price | 2016-12-16 | |
| 2016-12-01 | MACMILLAN STEPHEN P Director, Officer (Chairman, President and CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,565 160,565 owned after | $37.64 exercise price | 2016-12-05 | |
| 2016-12-01 | West Thomas A. Officer (Div President & GM, Diagnostic) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,683 26,683 owned after | $37.64 exercise price | 2016-12-05 | |
| 2016-12-01 | Valenti Peter J. III Officer (Division Pres., Breast Health) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,683 26,683 owned after | $37.64 exercise price | 2016-12-05 | |
| 2016-12-01 | Oberton Karleen Marie Officer (Corp. VP & Chief Acctg Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,389 7,389 owned after | $37.64 exercise price | 2016-12-05 | |
| 2016-12-01 | McMahon Robert W. Officer (Chief Financial Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,919 35,919 owned after | $37.64 exercise price | 2016-12-05 | |
| 2016-12-01 | Griffin John M. Officer (General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,683 53,366 owned after | $37.64 | 2016-12-05 | |
| 2016-12-01 | Compton Eric B. Officer (COO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,919 35,919 owned after | $37.64 exercise price | 2016-12-05 | |
| 2016-10-11 | ULLIAN ELAINE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,764 80,000 owned after | $32.82 exercise price | 2016-10-12 | |
| 2016-10-10 | Oberton Karleen Marie Officer (Corp. VP & Chief Acctg Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,158 0 owned after | $16.82 exercise price | 2016-10-12 | |
| 2016-10-10 | Oberton Karleen Marie Officer (Corp. VP & Chief Acctg Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,402 4,202 owned after | $17.09 exercise price | 2016-10-12 | |
| 2016-10-10 | Oberton Karleen Marie Officer (Corp. VP & Chief Acctg Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,994 7,994 owned after | $19.86 exercise price | 2016-10-12 | |
| 2016-10-10 | Oberton Karleen Marie Officer (Corp. VP & Chief Acctg Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,916 10,375 owned after | $21.45 exercise price | 2016-10-12 | |
| 2016-10-10 | ULLIAN ELAINE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,236 81,764 owned after | $32.82 exercise price | 2016-10-12 | |
| 2016-07-22 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,021 0 owned after | $23.64 exercise price | 2016-07-25 | |
| 2016-07-21 | CRAWFORD SALLY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,071 0 owned after | $14.50 exercise price | 2016-07-25 | |
| 2016-07-21 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,179 3,021 owned after | $23.64 exercise price | 2016-07-25 | |
| 2016-07-12 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,029 0 owned after | $14.50 exercise price | 2016-07-14 | |
| 2016-07-11 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,100 5,029 owned after | $14.50 exercise price | 2016-07-12 | |
| 2016-07-08 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,121 10,129 owned after | $14.50 exercise price | 2016-07-12 | |
| 2016-06-01 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,071 0 owned after | $14.50 exercise price | 2016-06-02 | |
| 2016-06-01 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 0 owned after | $23.64 exercise price | 2016-06-02 | |
| 2016-05-26 | Oberton Karleen Marie Officer (Corp. VP & Chief Acctg Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,228 0 owned after | $15.75 exercise price | 2016-05-31 | |
| 2016-05-26 | Valenti Peter J. III Officer (Division Pres., Breast Health) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,766 23,298 owned after | $23.82 exercise price | 2016-05-31 | |
| 2016-05-26 | ULLIAN ELAINE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,071 0 owned after | $14.50 exercise price | 2016-05-31 | |
| 2016-03-07 | McMahon Robert W. Officer (Chief Financial Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,573 6,573 owned after | $34.79 exercise price | 2016-03-09 | |
| 2016-03-07 | Compton Eric B. Officer (COO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,955 10,955 owned after | $34.79 exercise price | 2016-03-09 | |
| 2016-03-02 | COUGHLIN CHRISTOPHER J Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,402 7,402 owned after | $36.04 exercise price | 2016-03-04 | |
| 2016-03-02 | MERKSAMER SAMUEL J. Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,402 7,402 owned after | $36.04 exercise price | 2016-03-04 | |
| 2016-03-02 | CHRISTODORO JONATHAN Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,402 7,402 owned after | $36.04 exercise price | 2016-03-04 | |
| 2016-03-02 | ULLIAN ELAINE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,940 9,940 owned after | $36.04 exercise price | 2016-03-04 | |
| 2016-03-02 | Stamoulis Christiana Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,402 7,402 owned after | $36.04 exercise price | 2016-03-04 | |
| 2016-03-02 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,402 7,402 owned after | $36.04 exercise price | 2016-03-04 | |
| 2016-03-02 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,402 7,402 owned after | $36.04 exercise price | 2016-03-04 | |
| 2016-03-02 | GARRETT SCOTT T Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,402 7,402 owned after | $36.04 exercise price | 2016-03-04 | |
| 2016-03-02 | CRAWFORD SALLY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,402 7,402 owned after | $36.04 exercise price | 2016-03-04 | |
| 2016-02-24 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,621 0 owned after | $26.74 exercise price | 2016-02-26 |