HOLOGIC INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-07: Reporting owner MACMILLAN STEPHEN P; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-11-07: Reporting owner Compton Eric B.; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-11-07: Reporting owner Egstrand Claus; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-11-07: Reporting owner McMahon Robert W.; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-07 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,844 190,844 owned after | $26.21 exercise price | 2014-11-12 | |
| 2014-11-07 | Compton Eric B. Officer (COO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,005 40,005 owned after | $26.21 exercise price | 2014-11-12 | |
| 2014-11-07 | Egstrand Claus Officer (SVP and GM, International) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,284 43,284 owned after | $26.21 exercise price | 2014-11-12 | |
| 2014-11-07 | McMahon Robert W. Officer (Chief Financial Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,349 39,349 owned after | $26.21 exercise price | 2014-11-12 | |
| 2014-11-07 | Valenti Peter J. III Officer (Division Pres., Breast Health) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,986 20,986 owned after | $26.21 exercise price | 2014-11-12 | |
| 2014-11-07 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,149 11,149 owned after | $26.21 exercise price | 2014-11-12 | |
| 2014-11-07 | Mills Roger D. Officer (GSVP & GM Service & Operations) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,363 18,363 owned after | $26.21 exercise price | 2014-11-12 | |
| 2014-11-07 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,461 20,461 owned after | $26.21 exercise price | 2014-11-12 | |
| 2014-11-03 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,079 8,158 owned after | $16.82 exercise price | 2014-11-05 | |
| 2014-11-03 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,201 12,604 owned after | $17.09 exercise price | 2014-11-05 | |
| 2014-11-03 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,227 4,228 owned after | $15.75 exercise price | 2014-11-05 | |
| 2014-10-31 | Mills Roger D. Officer (GSVP & GM Service & Operations) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,253 0 owned after | $14.87 exercise price | 2014-11-04 | |
| 2014-10-31 | Mills Roger D. Officer (GSVP & GM Service & Operations) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,253 0 owned after | $14.87 exercise price | 2014-11-04 | |
| 2014-10-03 | West Thomas A. Officer (Div President & GM, Diagnostic) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,149 42,149 owned after | $24.61 | 2014-10-07 | |
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $21.89 exercise price | 2014-06-26 | ||
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $15.75 exercise price | 2014-06-26 | ||
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $16.82 exercise price | 2014-06-26 | ||
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $17.09 exercise price | 2014-06-26 | ||
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $19.86 exercise price | 2014-06-26 | ||
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $21.45 exercise price | 2014-06-26 | ||
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $23.82 exercise price | 2014-06-26 | ||
| 2014-05-29 | Casey Mark J Officer (SVP, CAO, GC & Secretary) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $14.50 exercise price | 2014-06-02 | |
| 2014-05-29 | Casey Mark J Officer (SVP, CAO, GC & Secretary) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,814 0 owned after | $14.87 exercise price | 2014-06-02 | |
| 2014-05-29 | Casey Mark J Officer (SVP, CAO, GC & Secretary) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,814 0 owned after | $14.87 exercise price | 2014-06-02 | |
| 2014-05-29 | Casey Mark J Officer (SVP, CAO, GC & Secretary) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,243 8,243 owned after | $15.75 exercise price | 2014-06-02 | |
| 2014-05-26 | Valenti Peter J. III Officer (Division Pres., Breast Health) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,829 38,829 owned after | $23.82 exercise price | 2014-05-27 | |
| 2014-05-26 | McMahon Robert W. Officer (Chief Financial Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,632 83,632 owned after | $23.82 exercise price | 2014-05-27 | |
| 2014-05-08 | GARRETT SCOTT T Director | 4/A | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,838 21,366 owned after | $20.34 exercise price | 2014-11-19 | |
| 2014-05-08 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 186,060 owned after | $15.75 exercise price | 2014-05-12 | |
| 2014-05-08 | GARRETT SCOTT T Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,838 21,366 owned after | $20.34 exercise price | 2014-05-12 | |
| 2014-05-06 | ULLIAN ELAINE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,945 7,936 owned after | $13.07 exercise price | 2014-05-07 | |
| 2014-05-06 | ULLIAN ELAINE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,936 0 owned after | $13.07 exercise price | 2014-05-07 | |
| 2014-05-06 | LAVALLEE ROBERT H Officer (SVP, Chief Accounting Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,398 0 owned after | $14.87 exercise price | 2014-05-07 | |
| 2014-05-06 | LAVALLEE ROBERT H Officer (SVP, Chief Accounting Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,398 0 owned after | $14.87 exercise price | 2014-05-07 | |
| 2014-05-06 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 236,060 owned after | $15.75 exercise price | 2014-05-07 | |
| 2014-05-05 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,000 0 owned after | $14.50 exercise price | 2014-05-07 | |
| 2014-04-14 | Compton Eric B. Officer (COO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,683 47,683 owned after | $20.89 exercise price | 2014-04-17 | |
| 2014-04-14 | Egstrand Claus Officer (SVP and GM, International) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,435 20,435 owned after | $20.89 exercise price | 2014-04-16 | |
| 2014-03-14 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 96,000 owned after | $14.50 exercise price | 2014-03-17 | |
| 2014-03-14 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $11.73 exercise price | 2014-03-17 | |
| 2014-01-01 | GARRETT SCOTT T Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,146 11,146 owned after | $22.35 exercise price | 2014-01-03 | |
| 2014-01-01 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,146 11,146 owned after | $22.35 exercise price | 2014-01-03 | |
| 2014-01-01 | Stamoulis Christiana Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,146 11,146 owned after | $22.35 exercise price | 2014-01-03 | |
| 2014-01-01 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,331 14,331 owned after | $22.35 exercise price | 2014-01-03 | |
| 2014-01-01 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,146 11,146 owned after | $22.35 exercise price | 2014-01-03 | |
| 2014-01-01 | MERKSAMER SAMUEL J. Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,146 11,146 owned after | $22.35 exercise price | 2014-01-03 | |
| 2014-01-01 | CRAWFORD SALLY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,146 11,146 owned after | $22.35 exercise price | 2014-01-03 | |
| 2014-01-01 | ULLIAN ELAINE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,146 11,146 owned after | $22.35 exercise price | 2014-01-03 | |
| 2014-01-01 | CHRISTODORO JONATHAN Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,146 11,146 owned after | $22.35 exercise price | 2014-01-03 | |
| 2014-01-01 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,146 11,146 owned after | $22.35 exercise price | 2014-01-03 |