HOLOGIC INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-13: Reporting owner WILSON WAYNE; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-13: Reporting owner WILSON WAYNE; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-03: Reporting owner CASCELLA ROBERT; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-15: Reporting owner STEIN JAY A; Form 4; Security Non-qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-13 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,878 1,726 owned after | $18.32 exercise price | 2012-12-14 | |
| 2012-12-13 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,726 0 owned after | $18.32 exercise price | 2012-12-14 | |
| 2012-12-03 | CASCELLA ROBERT Director, Officer (CEO and President) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,656 43,969 owned after | $1.92 exercise price | 2012-12-04 | |
| 2012-11-15 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $3.56 exercise price | 2012-11-19 | |
| 2012-11-14 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,544 24,544 owned after | $19.86 | 2012-11-15 | |
| 2012-11-14 | SOLTANI PETER Officer (SVP, Breast Health) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,660 33,660 owned after | $19.86 | 2012-11-15 | |
| 2012-11-14 | MUIR GLENN P Director, Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126,227 126,227 owned after | $19.86 | 2012-11-15 | |
| 2012-11-14 | LAVALLEE ROBERT H Officer (SVP, Chief Accounting Officer) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,050 28,050 owned after | $19.86 | 2012-11-15 | |
| 2012-11-14 | Harding David Officer (SVP, International) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,309 33,309 owned after | $19.86 | 2012-11-15 | |
| 2012-11-14 | CASCELLA ROBERT Director, Officer (CEO and President) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +404,978 404,978 owned after | $19.86 | 2012-11-15 | |
| 2012-11-14 | Brady David J Officer (SVP, Human Resources) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,050 28,050 owned after | $19.86 | 2012-11-15 | |
| 2012-11-14 | HULL CARL Officer (SVP and GM of Diagnostics) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,050 28,050 owned after | $19.86 | 2012-11-15 | |
| 2012-11-14 | Casey Mark J Officer (SVP, General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,632 73,632 owned after | $19.86 | 2012-11-15 | |
| 2012-11-01 | CASCELLA ROBERT Director, Officer (CEO and President) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,875 65,625 owned after | $1.92 exercise price | 2012-11-02 | |
| 2012-09-14 | Brady David J Officer (SVP, Human Resources) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 26,215 owned after | $15.75 exercise price | 2012-09-17 | |
| 2012-09-12 | MUIR GLENN P Director, Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,900 25,850 owned after | $2.38 exercise price | 2012-09-14 | |
| 2012-09-12 | MUIR GLENN P Director, Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,850 0 owned after | $2.38 exercise price | 2012-09-14 | |
| 2012-09-07 | Harding David Officer (SVP, International) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,800 0 owned after | $18.32 exercise price | 2012-09-10 | |
| 2012-09-06 | Harding David Officer (SVP, International) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,564 7,800 owned after | $18.32 exercise price | 2012-09-07 | |
| 2012-09-06 | Harding David Officer (SVP, International) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,456 0 owned after | $18.32 exercise price | 2012-09-07 | |
| 2012-09-05 | MUIR GLENN P Director, Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68,750 68,750 owned after | $2.38 exercise price | 2012-09-06 | |
| 2012-08-22 | MUIR GLENN P Director, Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68,750 137,500 owned after | $2.38 exercise price | 2012-08-23 | |
| 2012-08-08 | MUIR GLENN P Director, Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68,750 206,250 owned after | $2.38 exercise price | 2012-08-10 | |
| 2012-08-06 | CRAWFORD SALLY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,604 0 owned after | $18.32 exercise price | 2012-08-07 | |
| 2012-08-02 holding as of filing | HULL CARL Officer (SVP and GM of Diagnostics) | 3 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $15.35 exercise price | 2012-08-02 | ||
| 2012-05-08 | CASCELLA ROBERT Director, Officer (CEO and President) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 87,500 owned after | $1.92 exercise price | 2012-05-09 | |
| 2012-05-08 | MUIR GLENN P Director, Officer (Executive VP and CFO) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 275,000 owned after | $2.38 exercise price | 2012-05-09 | |
| 2012-05-02 | CASCELLA ROBERT Director, Officer (CEO and President) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 112,500 owned after | $1.92 exercise price | 2012-05-04 | |
| 2012-04-02 | CASCELLA ROBERT Director, Officer (CEO and President) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 125,000 owned after | $1.92 exercise price | 2012-04-04 | |
| 2012-03-02 | CASCELLA ROBERT Director, Officer (CEO and President) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 137,500 owned after | $1.92 exercise price | 2012-03-06 | |
| 2012-02-03 | Brady David J Officer (SVP, Human Resources) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,565 34,262 owned after | $16.82 exercise price | 2012-02-07 | |
| 2012-02-03 | Brady David J Officer (SVP, Human Resources) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,396 11,400 owned after | $14.87 exercise price | 2012-02-07 | |
| 2012-01-12 | CRAWFORD SALLY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,604 0 owned after | $18.47 exercise price | 2012-01-13 | |
| 2012-01-10 | Casey Mark J Officer (SVP, General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,416 0 owned after | $18.47 exercise price | 2012-01-11 | |
| 2012-01-10 | Casey Mark J Officer (SVP, General Counsel) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $18.47 exercise price | 2012-01-11 | |
| 2012-01-06 | Harding David Officer (SVP, International) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,416 0 owned after | $18.47 exercise price | 2012-01-10 | |
| 2012-01-06 | Harding David Officer (SVP, International) | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,850 0 owned after | $18.47 exercise price | 2012-01-10 | |
| 2012-01-01 | LAVANCE DAVID R JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,257 13,257 owned after | $17.51 exercise price | 2012-01-04 | |
| 2012-01-01 | WILSON WAYNE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,257 13,257 owned after | $17.51 exercise price | 2012-01-04 | |
| 2012-01-01 | ULLIAN ELAINE Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,257 13,257 owned after | $17.51 exercise price | 2012-01-04 | |
| 2012-01-01 | Stamoulis Christiana Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,257 13,257 owned after | $17.51 exercise price | 2012-01-04 | |
| 2012-01-01 | Levy Lawrence M Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,257 13,257 owned after | $17.51 exercise price | 2012-01-04 | |
| 2012-01-01 | LEAMING NANCY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,257 13,257 owned after | $17.51 exercise price | 2012-01-04 | |
| 2012-01-01 | CRAWFORD SALLY Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,257 13,257 owned after | $17.51 exercise price | 2012-01-04 |