U S GLOBAL INVESTORS INC Form 40-APP: Application for exemptive relief (Investment Company Act)
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2018-01-22: Form 40-APP; Description Application for exemptive relief (Investment Company Act); Document a40-app.htm.
- 2015-09-25: Form 40-APP/A; Description AMENDED APPLICATION FOR EXEMPTION; Document usglblinvst-ess_40appa.htm.
- 2015-04-28: Form 40-APP; Description APPLICATION FOR ORDER; Document usglblinvst-ess_40app.htm.
- 2013-09-24: Form 40-APP/A; Description 40-APP/A; Document a13-20193_140appa.htm.
| Filed | Form | Period of report | Description | Document |
|---|---|---|---|---|
| 2018-01-22 | 40-APP | Application for exemptive relief (Investment Company Act) | a40-app.htm | |
| 2015-09-25 | 40-APP/A | AMENDED APPLICATION FOR EXEMPTION | usglblinvst-ess_40appa.htm | |
| 2015-04-28 | 40-APP | APPLICATION FOR ORDER | usglblinvst-ess_40app.htm | |
| 2013-09-24 | 40-APP/A | 40-APP/A | a13-20193_140appa.htm | |
| 2013-07-30 | 40-APP | 40-APP | a13-17210_140app.htm |
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