GRIZZLY MERGER SUB 1, LLC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-10-06: Reporting owner PEARCE GREGORY; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-06: Reporting owner PEARCE GREGORY; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-09-08: Reporting owner WESTLUND RICHARD; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-09-08: Reporting owner WESTLUND RICHARD; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-10-06 | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −815 750 owned after | $3.25 exercise price | 2009-10-07 | |
| 2009-10-06 | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $3.25 exercise price | 2009-10-07 | |
| 2009-09-08 | WESTLUND RICHARD Officer (SR VP & GM CARRIER SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $7.12 exercise price | 2009-09-10 | |
| 2009-09-08 | WESTLUND RICHARD Officer (SR VP & GM CARRIER SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $9.86 exercise price | 2009-09-10 | |
| 2009-09-08 | WESTLUND RICHARD Officer (SR VP & GM CARRIER SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $11.50 exercise price | 2009-09-10 | |
| 2009-09-08 | TINDALL DANA L Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $7.25 exercise price | 2009-09-10 | |
| 2009-09-08 | TINDALL DANA L Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $12.99 exercise price | 2009-09-10 | |
| 2009-09-08 | Tarbath Lynda L Officer (VP & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,200 0 owned after | $6.50 exercise price | 2009-09-10 | |
| 2009-09-08 | Tarbath Lynda L Officer (VP & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $10.14 exercise price | 2009-09-10 | |
| 2009-09-08 | Tarbath Lynda L Officer (VP & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $11.64 exercise price | 2009-09-10 | |
| 2009-09-08 | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $7.12 exercise price | 2009-09-10 | |
| 2009-09-08 | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55,000 0 owned after | $9.86 exercise price | 2009-09-10 | |
| 2009-09-08 | NIDIFFER TERRY J Officer (VP, Prod Mgmt Data & Entertain) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $6.00 exercise price | 2009-09-10 | |
| 2009-09-08 | NIDIFFER TERRY J Officer (VP, Prod Mgmt Data & Entertain) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,000 0 owned after | $8.00 exercise price | 2009-09-10 | |
| 2009-09-08 | NIDIFFER TERRY J Officer (VP, Prod Mgmt Data & Entertain) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $9.86 exercise price | 2009-09-10 | |
| 2009-09-08 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $6.50 exercise price | 2009-09-10 | |
| 2009-09-08 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $7.25 exercise price | 2009-09-10 | |
| 2009-09-08 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $8.40 exercise price | 2009-09-10 | |
| 2009-09-08 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $12.99 exercise price | 2009-09-10 | |
| 2009-09-08 | LANDES PAUL E Officer (VP & GM, Consumer Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $8.00 exercise price | 2009-09-10 | |
| 2009-09-08 | LANDES PAUL E Officer (VP & GM, Consumer Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $8.93 exercise price | 2009-09-10 | |
| 2009-09-08 | LANDES PAUL E Officer (VP & GM, Consumer Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $9.86 exercise price | 2009-09-10 | |
| 2009-09-08 | HUGHES G WILSON Officer (Ex VP & GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $6.50 exercise price | 2009-09-10 | |
| 2009-09-08 | HUGHES G WILSON Officer (Ex VP & GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $7.25 exercise price | 2009-09-10 | |
| 2009-09-08 | HUGHES G WILSON Officer (Ex VP & GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $7.95 exercise price | 2009-09-10 | |
| 2009-09-08 | HUGHES G WILSON Officer (Ex VP & GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $12.99 exercise price | 2009-09-10 | |
| 2009-09-08 | DOWLING RICHARD P Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −175,000 0 owned after | $6.50 exercise price | 2009-09-10 | |
| 2009-09-08 | DOWLING RICHARD P Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $7.25 exercise price | 2009-09-10 | |
| 2009-09-08 | CHAPADOS GREGORY F Officer (SR VP FED. AFFAIRS & BUS. DEV.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −350,000 0 owned after | $13.11 exercise price | 2009-09-10 | |
| 2009-09-08 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,600 0 owned after | $6.50 exercise price | 2009-09-10 | |
| 2009-09-08 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $8.00 exercise price | 2009-09-10 | |
| 2009-09-08 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | $8.40 exercise price | 2009-09-10 | |
| 2009-09-08 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $9.86 exercise price | 2009-09-10 | |
| 2009-09-08 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $6.00 exercise price | 2009-09-10 | |
| 2009-09-08 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $7.12 exercise price | 2009-09-10 | |
| 2009-09-08 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $9.86 exercise price | 2009-09-10 | |
| 2009-09-08 | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $7.25 exercise price | 2009-09-10 | |
| 2009-09-08 | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $7.95 exercise price | 2009-09-10 | |
| 2009-09-08 | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $12.99 exercise price | 2009-09-10 | |
| 2009-06-30 | Blaylock Natalie Officer (VP/GM Network Access Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $8.00 exercise price | 2009-07-02 | |
| 2009-06-25 holding as of filing | Blaylock Natalie Officer (VP/GM Network Access Services) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $6.35 exercise price | 2009-06-25 | ||
| 2009-06-25 holding as of filing | Blaylock Natalie Officer (VP/GM Network Access Services) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $6.35 exercise price | 2009-06-25 | ||
| 2009-06-23 | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −850 920 owned after | $3.25 | 2009-06-24 | |
| 2009-06-23 | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −920 0 owned after | $3.25 | 2009-06-24 | |
| 2009-04-09 | PEARCE GREGORY Officer (VP & GM Commercial Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $6.00 | 2009-04-10 |