GRIZZLY MERGER SUB 1, LLC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows, 54 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-18: Reporting owner FISHER DONNE F; Form 4; Security Series A Cumulative Redeemable Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-12-18: Reporting owner DUNCAN RONALD A; Form 4; Security Series A Cumulative Redeemable Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-12-18: Reporting owner DUNCAN RONALD A; Form 4; Security Series A Cumulative Redeemable Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-12-18: Reporting owner DUNCAN RONALD A; Form 4; Security Series A Cumulative Redeemable Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-18 | FISHER DONNE F Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,651 0 owned after | $0.00 | 2020-12-22 | |
| 2020-12-18 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −351,738 0 owned after | $0.00 | 2020-12-22 | |
| 2020-12-18 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −99,322 0 owned after | $0.00 | 2020-12-22 | |
| 2020-12-18 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $0.00 | 2020-12-22 | |
| 2020-12-18 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,041 0 owned after | $0.00 | 2020-12-22 | |
| 2020-12-18 | MALONE JOHN C Director, Officer (Chairman of the Board), 10% Owner | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10 0 owned after | $0.00 | 2020-12-22 | |
| 2020-02-05 holding as of filing | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct · (m) | Holding | 337,593 owned after | no price filed | 2020-02-05 | |
| 2020-02-05 holding as of filing | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | Holding | 581 owned after | no price filed | 2020-02-05 | |
| 2020-02-05 holding as of filing | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | Holding | 99,322 owned after | no price filed | 2020-02-05 | |
| 2020-02-05 holding as of filing | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | Holding | 13,564 owned after | no price filed | 2020-02-05 | |
| 2020-02-05 holding as of filing | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | Holding | 4,000 owned after | no price filed | 2020-02-05 | |
| 2020-02-05 holding as of filing | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | Holding | 18,041 owned after | no price filed | 2020-02-05 | |
| 2019-12-16 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · By Neoma N. Lowndes 2006 Revocable Trust | G Bona fide gift | −3,000 0 owned after | $0.00 | 2020-02-05 | |
| 2018-12-17 | Carleton Mark D Officer (Chief Financial Officer) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +989 2,989 owned after | $24.00 | 2018-12-20 | |
| 2018-12-13 | Carleton Mark D Officer (Chief Financial Officer) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +757 2,000 owned after | $24.25 | 2018-12-20 | |
| 2018-12-12 | Carleton Mark D Officer (Chief Financial Officer) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +243 1,243 owned after | $24.25 | 2018-12-20 | |
| 2018-12-10 | Carleton Mark D Officer (Chief Financial Officer) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +989 1,000 owned after | $24.06 | 2018-12-20 | |
| 2018-12-07 | Carleton Mark D Officer (Chief Financial Officer) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11 11 owned after | $24.00 | 2018-12-20 | |
| 2018-03-12 holding as of filing | MALONE JOHN C Director, Officer (Chairman of the Board) | 3 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | Holding | 10 owned after | no price filed | 2018-03-12 | |
| 2018-03-12 holding as of filing | FISHER DONNE F Director | 3 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | Holding | 7,651 owned after | no price filed | 2018-03-12 | |
| 2018-03-08 | Zinterhofer Eric Louis | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · by Searchlight Capital Partners, LP | J Other acquisition or disposition (describe transaction) | +6,000 6,000 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | Zinterhofer Eric Louis | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +342,532 342,532 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | Tarbath Lynda L Officer (VP & CAO) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,007 10,007 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | SCHNEIDER JAMES M Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +12,278 12,278 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | Pounds Peter Officer (SVP, CFO and Secretary) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +37,492 37,492 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | Pidgeon Tina Officer (Gen Coun,Chief Comp Off, SVP) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +33,570 33,570 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | Mooney Stephen R Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +12,780 12,780 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | LANDES PAUL E Officer (SVP & GM, Consumer Services) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +24,936 24,936 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | LANDES PAUL E Officer (SVP & GM, Consumer Services) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +7,243 7,243 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | Kroloff Mark Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +14,720 14,720 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | GLASGOW WILLIAM PARKER Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +11,819 11,819 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | Fisher Scott Michael Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +16,070 16,070 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | Fisher Scott Michael Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +105,040 105,040 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | Edgerton Jerry A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +13,850 13,850 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +137,424 137,424 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +78,076 78,076 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,500 1,500 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +12,637 12,637 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +582 582 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +3,000 3,000 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +7,400 7,400 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +3,712 3,712 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +234,983 372,408 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,648 9,048 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | DUNCAN RONALD A Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +5,404 18,041 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | CHAPADOS GREGORY F Officer (President and COO) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +103,234 103,234 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | CHAPADOS GREGORY F Officer (President and COO) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +2,543 2,543 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | CARY MARTIN E Officer (SVP & GM GCI Business) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +30,713 30,713 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | Brett Stephen M Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +21,050 21,050 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +32,968 32,968 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +7,710 7,710 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | Baker Bridget Director | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,500 8,500 owned after | $0.00 | 2018-03-12 | |
| 2018-03-08 | GILLESPIE THERESA E | STANTON JOHN W 10% Owner | 10% Owner | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +248,899 248,899 owned after | $0.00 | 2018-03-08 | |
| 2018-03-08 | GILLESPIE THERESA E | STANTON JOHN W 10% Owner | 10% Owner | 4 | Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +287,294 536,193 owned after | $0.00 | 2018-03-08 |