GRIZZLY MERGER SUB 1, LLC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-01: Reporting owner BEHNKE WILLIAM C; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-01: Reporting owner DOWLING RICHARD P; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-07-14: Reporting owner WESTLUND RICHARD; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-07-14: Reporting owner WESTLUND RICHARD; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-01 | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,425 0 owned after | $3.25 | 2008-12-03 | |
| 2008-12-01 | DOWLING RICHARD P Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,712 0 owned after | $3.25 | 2008-12-03 | |
| 2008-07-14 | WESTLUND RICHARD Officer (SR VP & GM CARRIER SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.00 exercise price | 2008-07-16 | |
| 2008-07-14 | WESTLUND RICHARD Officer (SR VP & GM CARRIER SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $11.50 exercise price | 2008-07-16 | |
| 2008-07-14 | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.00 exercise price | 2008-07-16 | |
| 2008-07-14 | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $11.50 exercise price | 2008-07-16 | |
| 2008-07-14 | NIDIFFER TERRY J Officer (VP, Prod Mgmt Data & Entertain) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.00 exercise price | 2008-07-16 | |
| 2008-07-14 | NIDIFFER TERRY J Officer (VP, Prod Mgmt Data & Entertain) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $11.50 exercise price | 2008-07-16 | |
| 2008-07-14 | LANDES PAUL E Officer (VP & GM, Consumer Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.00 exercise price | 2008-07-16 | |
| 2008-07-14 | LANDES PAUL E Officer (VP & GM, Consumer Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $11.50 exercise price | 2008-07-16 | |
| 2008-07-14 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.00 exercise price | 2008-07-16 | |
| 2008-07-14 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $11.50 exercise price | 2008-07-16 | |
| 2008-07-14 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.00 exercise price | 2008-07-16 | |
| 2008-07-14 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $11.50 exercise price | 2008-07-16 | |
| 2008-07-09 | NIDIFFER TERRY J Officer (VP, Prod Mgmt Data & Entertain) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $8.00 exercise price | 2008-07-11 | |
| 2008-07-09 | Tarbath Lynda L Officer (VP & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,750 18,750 owned after | $8.00 exercise price | 2008-07-11 | |
| 2008-07-09 | LANDES PAUL E Officer (VP & GM, Consumer Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $8.00 exercise price | 2008-07-11 | |
| 2008-07-09 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.00 exercise price | 2008-07-11 | |
| 2008-01-11 holding as of filing | CHAPADOS GREGORY F Officer (SR VP FED. AFFAIRS & BUS. DEV.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $6.00 exercise price | 2008-01-11 | |
| 2008-01-11 holding as of filing | CHAPADOS GREGORY F Officer (SR VP FED. AFFAIRS & BUS. DEV.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 350,000 owned after | $13.11 exercise price | 2008-01-11 | |
| 2008-01-11 holding as of filing | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 5,425 owned after | $3.25 exercise price | 2008-01-11 | |
| 2008-01-11 holding as of filing | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 250,000 owned after | $7.25 exercise price | 2008-01-11 | |
| 2008-01-11 holding as of filing | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 100,000 owned after | $12.99 exercise price | 2008-01-11 | |
| 2008-01-11 holding as of filing | HUGHES G WILSON Officer (Ex VP & GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 200,000 owned after | $6.50 exercise price | 2008-01-11 | |
| 2008-01-11 holding as of filing | HUGHES G WILSON Officer (Ex VP & GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 200,000 owned after | $7.25 exercise price | 2008-01-11 | |
| 2008-01-11 holding as of filing | HUGHES G WILSON Officer (Ex VP & GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 150,000 owned after | $12.99 exercise price | 2008-01-11 | |
| 2008-01-09 | CHAPADOS GREGORY F Officer (SR VP FED. AFFAIRS & BUS. DEV.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $7.95 exercise price | 2008-01-11 | |
| 2008-01-09 | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $7.95 exercise price | 2008-01-11 | |
| 2008-01-09 | HUGHES G WILSON Officer (Ex VP & GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $7.95 exercise price | 2008-01-11 |