GRIZZLY MERGER SUB 1, LLC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-10-18: Reporting owner Tarbath Lynda L; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-11: Reporting owner DOWLING RICHARD P; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-09-06: Reporting owner Tarbath Lynda L; Form 3; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
- 2007-09-06: Reporting owner Tarbath Lynda L; Form 3; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-10-18 | Tarbath Lynda L Officer (VP & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $11.64 exercise price | 2007-10-18 | |
| 2007-09-11 | DOWLING RICHARD P Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 175,000 owned after | $12.26 | 2007-09-13 | |
| 2007-09-06 holding as of filing | Tarbath Lynda L Officer (VP & CAO) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $6.50 exercise price | 2007-09-06 | ||
| 2007-09-06 holding as of filing | Tarbath Lynda L Officer (VP & CAO) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $10.14 exercise price | 2007-09-06 | ||
| 2007-08-31 | DOWLING RICHARD P Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 187,500 owned after | $12.66 | 2007-09-05 | |
| 2007-07-10 | DOWLING RICHARD P Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,713 2,712 owned after | $12.57 | 2007-07-10 | |
| 2007-06-25 | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $12.99 exercise price | 2007-07-05 | |
| 2007-06-25 | WESTLUND RICHARD Officer (SR VP & GM CARRIER SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $7.12 exercise price | 2007-06-27 | |
| 2007-06-25 | WESTLUND RICHARD Officer (SR VP & GM CARRIER SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.86 exercise price | 2007-06-27 | |
| 2007-06-25 | LANDES PAUL E Officer (VP & GM, Consumer Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $8.93 exercise price | 2007-06-27 | |
| 2007-06-25 | LANDES PAUL E Officer (VP & GM, Consumer Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.86 exercise price | 2007-06-27 | |
| 2007-06-25 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $7.12 exercise price | 2007-06-27 | |
| 2007-06-25 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.86 exercise price | 2007-06-27 | |
| 2007-06-25 | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $7.12 exercise price | 2007-06-27 | |
| 2007-06-25 | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $9.86 exercise price | 2007-06-27 | |
| 2007-06-25 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.86 exercise price | 2007-06-27 | |
| 2007-06-25 | NIDIFFER TERRY J Officer (VP, Prod Mgmt Data & Entertain) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.86 exercise price | 2007-06-27 | |
| 2007-06-25 | WALKER ALFRED J Officer (VP & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $9.86 exercise price | 2007-06-27 | |
| 2007-06-25 | CHAPADOS GREGORY F Officer (SR VP FED. AFFAIRS & BUS. DEV.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.00 exercise price | 2007-06-27 | |
| 2007-06-25 | TINDALL DANA L Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $12.99 exercise price | 2007-06-27 | |
| 2007-06-25 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $12.99 exercise price | 2007-06-27 | |
| 2007-06-25 | HUGHES G WILSON Officer (Ex VP & GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $12.99 exercise price | 2007-06-27 | |
| 2007-03-13 holding as of filing | MCI COMMUNICATIONS CORP | VERIZON BUSINESS NETWORK SERVICES INC | Verizon Business Global LLC | VERIZON COMMUNICATIONS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A Common Stock Options Derivative · Direct | Holding | 50,000 owned after | $7.50 exercise price | 2007-03-13 | |
| 2007-02-07 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 150,000 owned after | $15.54 | 2007-02-08 | |
| 2007-02-06 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 152,000 owned after | $15.55 | 2007-02-08 | |
| 2007-02-02 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 166,000 owned after | $15.54 | 2007-02-06 | |
| 2007-02-01 | Brett Stephen M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $7.50 | 2007-02-05 | |
| 2007-01-30 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 179,000 owned after | $15.54 | 2007-02-01 | |
| 2007-01-24 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,000 192,000 owned after | $15.55 | 2007-01-26 | |
| 2007-01-23 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 230,000 owned after | $15.54 | 2007-01-24 | |
| 2007-01-22 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 241,000 owned after | $15.57 | 2007-01-24 | |
| 2007-01-22 | WALKER ALFRED J Officer (VP & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,000 owned after | $15.50 | 2007-01-23 | |
| 2007-01-22 | WALKER ALFRED J Officer (VP & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 22,500 owned after | $15.50 | 2007-01-23 |