GRIZZLY MERGER SUB 1, LLC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-20: Reporting owner WESTLUND RICHARD; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-18: Reporting owner WESTLUND RICHARD; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-15: Reporting owner NIDIFFER TERRY J; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-15: Reporting owner NIDIFFER TERRY J; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-20 | WESTLUND RICHARD Officer (SR VP & GM CARRIER SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 50,000 owned after | $15.75 | 2006-12-20 | |
| 2006-12-18 | WESTLUND RICHARD Officer (SR VP & GM CARRIER SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 75,000 owned after | $15.50 | 2006-12-20 | |
| 2006-12-15 | NIDIFFER TERRY J Officer (VP, Prod Mgmt Data & Entertain) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $15.58 | 2006-12-19 | |
| 2006-12-15 | NIDIFFER TERRY J Officer (VP, Prod Mgmt Data & Entertain) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 0 owned after | $15.58 | 2006-12-19 | |
| 2006-12-13 | WALKER ALFRED J Officer (VP & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $15.50 | 2006-12-14 | |
| 2006-12-12 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,007 3,057 owned after | $15.51 | 2006-12-14 | |
| 2006-12-12 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −926 2,131 owned after | $15.51 | 2006-12-14 | |
| 2006-12-12 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −810 1,321 owned after | $15.51 | 2006-12-14 | |
| 2006-12-12 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −972 349 owned after | $15.51 | 2006-12-14 | |
| 2006-12-12 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −349 0 owned after | $15.51 | 2006-12-14 | |
| 2006-12-08 | DUNCAN RONALD A Director, Officer (President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · by Corporation | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 150,000 owned after | $15.34 | 2006-12-12 | |
| 2006-10-26 | TINDALL DANA L Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 100,000 owned after | $13.25 | 2006-10-27 | |
| 2006-10-16 | TINDALL DANA L Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,276 125,000 owned after | $7.25 | 2006-10-17 | |
| 2006-10-13 | TINDALL DANA L Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −283 126,276 owned after | $7.25 | 2006-10-17 | |
| 2006-10-12 | TINDALL DANA L Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,441 126,559 owned after | $12.92 | 2006-10-13 | |
| 2006-09-29 | SCHNEIDER JAMES M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $12.39 | 2006-10-03 | |
| 2006-08-31 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −410 1,600 owned after | $12.74 | 2006-09-05 | |
| 2006-08-31 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 9,000 owned after | $12.74 | 2006-09-05 | |
| 2006-08-24 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,510 0 owned after | $12.52 | 2006-08-28 | |
| 2006-08-24 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,990 2,010 owned after | $12.52 | 2006-08-28 | |
| 2006-08-18 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 1,510 owned after | $12.50 | 2006-08-21 | |
| 2006-08-14 | BURNS MARSHA E Other (Former V.P.and G.M. Net Sol) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 2,750 owned after | $12.30 | 2006-08-15 | |
| 2006-06-07 | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $5.50 | 2006-06-09 | |
| 2006-06-07 | BEHNKE WILLIAM C Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $6.00 | 2006-06-09 | |
| 2006-06-02 holding as of filing | CHAPADOS GREGORY F Officer (SR VP FED AFFAIRS & BUS DEV) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2006-06-02 | ||
| 2006-06-02 holding as of filing | CHAPADOS GREGORY F Officer (SR VP FED AFFAIRS & BUS DEV) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $13.11 exercise price | 2006-06-02 | ||
| 2006-06-02 holding as of filing | CHAPADOS GREGORY F Officer (SR VP FED AFFAIRS & BUS DEV) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $13.11 exercise price | 2006-06-02 | ||
| 2006-05-31 | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $13.00 | 2006-06-02 | |
| 2006-05-25 | TINDALL DANA L Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 150,000 owned after | $12.50 | 2006-05-26 | |
| 2006-05-15 | WESTLUND RICHARD Officer (SR VP & GM CARRIER SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $11.50 exercise price | 2006-06-02 | |
| 2006-05-15 | WALKER ALFRED J Officer (VP & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,750 18,750 owned after | $11.50 exercise price | 2006-06-02 | |
| 2006-05-15 | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $11.50 exercise price | 2006-06-02 | |
| 2006-05-15 | NIDIFFER TERRY J Officer (VP, Prod Mgmt Data & Entertain) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $11.50 exercise price | 2006-06-02 | |
| 2006-05-15 | LANDES PAUL E Officer (VP & GM, Consumer Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $11.50 exercise price | 2006-06-02 | |
| 2006-05-15 | CARY MARTIN E Officer (VP & GM Managed Broadband Svcs) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $11.50 exercise price | 2006-06-02 | |
| 2006-05-15 | BORLAND GINA Officer (VP Prod Mgmt Voice & Messaging) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $11.50 exercise price | 2006-06-02 | |
| 2006-05-09 | TINDALL DANA L Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,857 175,000 owned after | $12.25 | 2006-05-10 | |
| 2006-05-05 | TINDALL DANA L Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,143 198,857 owned after | $12.25 | 2006-05-08 | |
| 2006-04-13 | WALKER ALFRED J Officer (VP & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,280 0 owned after | $5.75 | 2006-04-14 | |
| 2006-03-28 | LOWBER JOHN M Officer (Sr VP, CFO, Secretary, Treas.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $4.60 | 2006-03-30 | |
| 2006-02-23 | TINDALL DANA L Officer (Sr VP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $11.50 | 2006-02-24 | |
| 2006-02-09 holding as of filing | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $3.25 exercise price | 2006-02-09 | ||
| 2006-02-09 holding as of filing | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $3.25 exercise price | 2006-02-09 | ||
| 2006-02-09 holding as of filing | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $3.25 exercise price | 2006-02-09 | ||
| 2006-02-09 holding as of filing | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2006-02-09 | ||
| 2006-02-09 holding as of filing | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2006-02-09 | ||
| 2006-02-09 holding as of filing | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $6.50 exercise price | 2006-02-09 | ||
| 2006-02-09 holding as of filing | PEARCE GREGORY Officer (VP & GM COMMERCIAL SERVICES) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $9.75 exercise price | 2006-02-09 | ||
| 2006-01-20 | BURNS MARSHA E Officer (V.P.and G.M. Network Solutions) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,116 0 owned after | $10.78 | 2006-01-25 | |
| 2006-01-19 | BURNS MARSHA E Officer (V.P.and G.M. Network Solutions) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,388 5,116 owned after | $10.75 | 2006-01-25 | |
| 2006-01-19 | BURNS MARSHA E Officer (V.P.and G.M. Network Solutions) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,682 0 owned after | $10.75 | 2006-01-23 | |
| 2006-01-19 | BURNS MARSHA E Officer (V.P.and G.M. Network Solutions) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,496 32,504 owned after | $10.75 | 2006-01-23 | |
| 2006-01-13 | BURNS MARSHA E Officer (V.P.and G.M. Network Solutions) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,949 9,682 owned after | $10.75 | 2006-01-17 | |
| 2006-01-10 | LANDES PAUL E Officer (VP & GM, Consumer Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $10.45 | 2006-01-10 | |
| 2006-01-06 | BURNS MARSHA E Officer (V.P.and G.M. Network Solutions) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 17,631 owned after | $10.25 | 2006-01-09 | |
| 2006-01-05 | BURNS MARSHA E Officer (V.P.and G.M. Network Solutions) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 47,631 owned after | $10.25 | 2006-01-06 | |
| 2006-01-04 | BURNS MARSHA E Officer (V.P.and G.M. Network Solutions) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,131 0 owned after | $10.25 | 2006-01-06 | |
| 2006-01-04 | BURNS MARSHA E Officer (V.P.and G.M. Network Solutions) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $10.25 | 2006-01-06 | |
| 2006-01-04 | BURNS MARSHA E Officer (V.P.and G.M. Network Solutions) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 5,500 owned after | $10.25 | 2006-01-06 | |
| 2006-01-04 | BURNS MARSHA E Officer (V.P.and G.M. Network Solutions) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,369 48,631 owned after | $10.25 | 2006-01-06 |