GelTech Solutions, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-17: Reporting owner Simon Daniel P; Form 3; Security Stock Options; Transaction Holding.
- 2014-11-17: Reporting owner Simon Daniel P; Form 3; Security Stock Options; Transaction Holding.
- 2014-07-01: Reporting owner OConnell Phil D Jr; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-01: Reporting owner Reger Neil; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-17 holding as of filing | Simon Daniel P Officer (Chief Operating Officer) | 3 | Stock Options Derivative · Direct | Holding | $1.30 exercise price | 2014-11-17 | ||
| 2014-11-17 holding as of filing | Simon Daniel P Officer (Chief Operating Officer) | 3 | Stock Options Derivative · Direct | Holding | $0.72 exercise price | 2014-11-17 | ||
| 2014-07-01 | OConnell Phil D Jr Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $0.73 exercise price | 2014-07-03 | |
| 2014-07-01 | Reger Neil Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.73 exercise price | 2014-07-03 | |
| 2014-07-01 | Mass Leonard Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $0.73 exercise price | 2014-07-03 | |
| 2014-07-01 | Becker Michael C Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $0.73 exercise price | 2014-07-03 |