GelTech Solutions, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-21: Reporting owner HULL MICHAEL R; Form 4; Security Stock Option (Right To Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-20: Reporting owner HULL MICHAEL R; Form 4; Security Stock Option (Right To Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-12-09: Reporting owner OConnell Phil D Jr; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-09-20: Reporting owner Cordani Peter; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-21 | HULL MICHAEL R Officer (Chief Financial Officer) | 4 | Stock Option (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.60 exercise price | 2011-12-22 | |
| 2011-12-20 | HULL MICHAEL R Officer (Chief Financial Officer) | 4 | Stock Option (Right To Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $1.95 exercise price | 2011-12-22 | |
| 2011-12-09 | OConnell Phil D Jr Director | 4 | Stock Options (Right to Buy) Derivative · Indirect · By Phil D. O'Connell, Jr. Revocable Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $0.67 exercise price | 2011-12-13 | |
| 2011-09-20 | Cordani Peter Director, Officer (Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $0.81 exercise price | 2011-09-21 | |
| 2011-09-20 | Cordani Michael Director, Officer (Chief Executive Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $0.81 exercise price | 2011-09-21 | |
| 2011-09-20 | Ingarra Joseph Director, Officer (President) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $0.81 exercise price | 2011-09-21 | |
| 2011-07-19 | OConnell Phil D Jr Director | 4 | Stock Options (Right to Buy) Derivative · Indirect · By Phil D. O'Connell Jr. Revocable Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $1.00 exercise price | 2011-07-21 | |
| 2011-07-01 | Marchese Anthony G. Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $1.75 exercise price | 2011-07-06 | |
| 2011-07-01 | Mass Leonard Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.75 exercise price | 2011-07-06 | |
| 2011-07-01 | Eisenberg Jerome B Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.75 exercise price | 2011-07-06 | |
| 2011-07-01 | OConnell Phil D Jr Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.75 exercise price | 2011-07-06 | |
| 2011-06-03 | HULL MICHAEL R Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.95 exercise price | 2011-06-07 | |
| 2011-03-10 | Cordani Michael Director, Officer (CEO Sec Treasurer Chairman) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.25 exercise price | 2011-03-14 | |
| 2011-03-10 | Ingarra Joseph Director, Officer (President) | 4 | Stock Options (right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.25 exercise price | 2011-03-14 | |
| 2011-03-10 | Cordani Peter Director, Officer (Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.25 exercise price | 2011-03-14 | |
| 2011-03-10 | Marchese Anthony G. Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.25 exercise price | 2011-03-11 | |
| 2011-03-10 | Marchese Anthony G. Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.25 exercise price | 2011-03-11 | |
| 2011-03-10 | Mass Leonard Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.25 exercise price | 2011-03-11 | |
| 2011-03-10 | Mass Leonard Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.25 exercise price | 2011-03-11 | |
| 2011-03-10 | Eisenberg Jerome B Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.25 exercise price | 2011-03-11 | |
| 2011-03-10 | OConnell Phil D Jr Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.25 exercise price | 2011-03-11 |