Fusion Connect, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-24: Reporting owner Rosen Mathew D; Form 4; Security Fixed Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-24: Reporting owner Rosen Marvin S; Form 4; Security Fixed Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-22: Reporting owner Rosen Jack; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-22: Reporting owner Turits Phillip; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-24 | Rosen Mathew D Officer (Chief Executive Officer) | 4 | Fixed Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +366,301 366,301 owned after | $0.14 | 2012-12-07 | |
| 2012-10-24 | Rosen Marvin S Director, 10% Owner | 4 | Fixed Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,652,015 2,652,015 owned after | $0.14 | 2012-12-07 | |
| 2012-10-22 | Rosen Jack Director | 4 | Warrants Derivative · Indirect · See Footnote 1 | P Open market or private purchase of non-derivative or derivative security | +915,751 1,172,421 owned after | $0.14 exercise price | 2013-11-20 | |
| 2012-10-22 | Turits Phillip Director | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +18,316 2,013,916 owned after | $0.14 exercise price | 2013-04-11 | |
| 2012-08-17 holding as of filing | Rosen Jack Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $1.67 exercise price | 2012-08-17 | ||
| 2012-08-17 holding as of filing | Rosen Jack Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $0.83 exercise price | 2012-08-17 | ||
| 2012-08-17 holding as of filing | Rosen Jack Director | 3 | Warrants Derivative · Direct · (m) | Holding | $0.22 exercise price | 2012-08-17 | ||
| 2012-08-17 holding as of filing | Rosen Jack Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $0.17 exercise price | 2012-08-17 | ||
| 2012-05-16 holding as of filing | Rubin William David Director | 3 | Warrants Derivative · Direct | Holding | $0.10 exercise price | 2012-05-16 | ||
| 2012-05-16 holding as of filing | Rubin William David Director | 3 | Warrants Derivative · Direct | Holding | $0.08 exercise price | 2012-05-16 | ||
| 2012-05-16 holding as of filing | Rubin William David Director | 3 | Warrants Derivative · Direct | Holding | $0.10 exercise price | 2012-05-16 | ||
| 2012-05-16 holding as of filing | Rubin William David Director | 3 | Warrants Derivative · Direct | Holding | $0.11 exercise price | 2012-05-16 | ||
| 2012-04-16 | Rubin William David Director | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +111,112 741,868 owned after | $0.17 exercise price | 2012-05-29 | |
| 2012-04-16 | Rosen Marvin S Director, 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +166,667 6,291,686 owned after | $0.17 | 2012-04-19 | |
| 2012-02-10 | Rosen Marvin S Director, 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +111,112 6,125,019 owned after | $0.17 | 2012-02-13 | |
| 2012-02-01 | Rosen Mathew D Officer (Chief Executive Officer) | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,001 2,771,808 owned after | $0.11 | 2012-02-02 | |
| 2012-01-13 | Hutchins Gordon JR Officer (President,COO, and Acting CFO) | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +83,334 1,403,516 owned after | $0.09 | 2012-01-25 |