Fusion Connect, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-11: Reporting owner Rosen Marvin S; Form 4; Security Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2007-05-09: Reporting owner Rosen Mathew D; Form 4; Security Series A-2 Pref. Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2007-05-09: Reporting owner Brumberger E Alan; Form 4; Security Series A-2 Pref. Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2007-05-09: Reporting owner Hutchins Gordon JR; Form 4; Security Series A-2 Pref. Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-11 | Rosen Marvin S Director | 4 | Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 716,869 owned after | $1.21 exercise price | 2016-11-21 | |
| 2007-05-09 | Rosen Mathew D Director, Officer (President and CEO) | 4 | Series A-2 Pref. Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5 92,536 owned after | $1,000.00 | 2007-05-11 | |
| 2007-05-09 | Brumberger E Alan Director | 4 | Series A-2 Pref. Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10 255,561 owned after | $1,000.00 | 2007-05-11 | |
| 2007-05-09 | Hutchins Gordon JR Officer (EVP Operations) | 4 | Series A-2 Pref. Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +75 90,361 owned after | $1,000.00 | 2007-05-11 | |
| 2007-05-09 | Turits Phillip Director, Officer (Secretary and Treasurer) | 4 | Series A-2 Pref. Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +30 1,930,519 owned after | $1,000.00 | 2007-05-11 | |
| 2006-12-14 | DEL GIUDICE MICHAEL J Director | 4/A | Series A-1 Pref. Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +200 199,375 owned after | $1,000.00 | 2006-12-18 | |
| 2006-12-14 | DEL GIUDICE MICHAEL J Director | 4 | Series A-1 Pref. Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +200 1,993,756 owned after | $1,000.00 | 2006-12-18 | |
| 2006-12-14 | Rosen Mathew D Director, Officer (President & CEO) | 4 | Series A-1 Pref. Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50 86,512 owned after | $1,000.00 | 2006-12-18 | |
| 2006-12-14 | Mehiel Dennis Director | 4 | Series A-1 Pref. Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +100 813,537 owned after | $1,000.00 | 2006-12-18 | |
| 2006-12-14 | Brumberger E Alan Director | 4 | Series A-1 Pref. Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10 243,513 owned after | $1,000.00 | 2006-12-18 | |
| 2006-12-14 | Turits Phillip Director, Officer (Secretary & Treasurer) | 4 | Series A-1 Pref. Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25 1,894,375 owned after | $1,000.00 | 2006-12-18 | |
| 2006-12-14 | Hochberg Fred P Director | 4 | Series A-1 Pref. Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50 51,583 owned after | $1,000.00 | 2006-12-18 | |
| 2006-12-14 | Rosen Marvin S | 4 | Series A-1 Pref. Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50 2,238,714 owned after | $1,000.00 | 2006-12-18 | |
| 2006-12-14 | OBrien Paul C Director | 4 | Series A-1 Pref. Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 125,595 owned after | $1,000.00 | 2006-12-18 | |
| 2006-12-14 | Mabus Raymond E Director | 4 | Series A-1 Pref. Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10 5,988 owned after | $1,000.00 | 2006-12-18 | |
| 2006-12-14 | ERVING JULIUS W II Director | 4 | Series A-1 Pref. Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50 42,440 owned after | $1,000.00 | 2006-12-18 | |
| 2006-12-14 | Greer Evelyn Langlieb Director | 4 | Series A-1 Pref. Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +10 107,703 owned after | $1,000.00 | 2006-12-18 | |
| 2006-02-14 holding as of filing | Mabus Raymond E Director | 5 | 21429 Derivative · Direct | Holding | 21,429 owned after | $4.38 exercise price | 2006-02-14 |