Fusion Connect, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-14: Reporting owner Rosen Matthew D; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-10-17: Reporting owner SARRO JAN; Form 4; Security Options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-07-05: Reporting owner PRENETTA JAMES P JR; Form 3; Security Options; Transaction Holding.
- 2017-07-05: Reporting owner PRENETTA JAMES P JR; Form 3; Security Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-14 | Rosen Matthew D Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +822,298 926,494 owned after | $2.51 exercise price | 2017-11-27 | |
| 2017-10-17 | SARRO JAN Officer (EVP, Marketing and Bus. Dev.) | 4 | Options Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +5,000 0 owned after | $5.50 exercise price | 2015-06-03 | |
| 2017-07-05 holding as of filing | PRENETTA JAMES P JR Officer (Executive VP and GC) | 3 | Options Derivative · Direct | Holding | $1.45 exercise price | 2017-07-05 | ||
| 2017-07-05 holding as of filing | PRENETTA JAMES P JR Officer (Executive VP and GC) | 3 | Options Derivative · Direct | Holding | $1.26 exercise price | 2017-07-05 | ||
| 2017-07-05 holding as of filing | PRENETTA JAMES P JR Officer (Executive VP and GC) | 3 | Options Derivative · Direct | Holding | $2.07 exercise price | 2017-07-05 | ||
| 2017-07-05 holding as of filing | PRENETTA JAMES P JR Officer (Executive VP and GC) | 3 | Options Derivative · Direct | Holding | $3.51 exercise price | 2017-07-05 | ||
| 2017-07-05 holding as of filing | PRENETTA JAMES P JR Officer (Executive VP and GC) | 3 | Options Derivative · Direct | Holding | $5.50 exercise price | 2017-07-05 |