Fusion Connect, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-16: Reporting owner Turits Phillip; Form 4/A; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2007-11-16: Reporting owner Rosen Marvin S; Form 4/A; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2007-05-09: Reporting owner Rosen Mathew D; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2007-05-09: Reporting owner Brumberger E Alan; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-16 | Turits Phillip Director, Officer (Secretary and Treasurer) | 4/A | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +47,170 167,959 owned after | $0.64 exercise price | 2007-12-10 | |
| 2007-11-16 | Rosen Marvin S Director, Officer (Chairman of the Board) | 4/A | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +47,170 172,431 owned after | $0.64 exercise price | 2007-11-30 | |
| 2007-05-09 | Rosen Mathew D Director, Officer (President and CEO) | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,012 17,983 owned after | $0.83 exercise price | 2007-05-11 | |
| 2007-05-09 | Brumberger E Alan Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,024 17,591 owned after | $0.83 exercise price | 2007-05-11 | |
| 2007-05-09 | Hochberg Fred P Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,060 51,674 owned after | $0.83 exercise price | 2007-05-11 | |
| 2007-05-09 | Rosen Marvin S | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,060 125,260 owned after | $0.83 exercise price | 2007-05-11 | |
| 2007-05-09 | Hutchins Gordon JR Officer (EVP Operations) | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +45,181 45,181 owned after | $0.83 exercise price | 2007-05-11 | |
| 2007-05-09 | Turits Phillip Director, Officer (Secretary and Treasurer) | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +18,072 120,787 owned after | $0.83 exercise price | 2007-05-11 |