Fusion Connect, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-12: Reporting owner Brumberger E Alan; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-11-21: Reporting owner Rosen Marvin S; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-09-12: Reporting owner Rosen Marvin S; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-09-12: Reporting owner Brumberger E Alan; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-12 | Brumberger E Alan Director | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +18,519 578,268 owned after | $0.10 | 2012-01-27 | |
| 2011-11-21 | Rosen Marvin S Director, 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +600,000 6,013,907 owned after | $0.08 | 2011-12-30 | |
| 2011-09-12 | Rosen Marvin S Director, 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +238,096 5,263,846 owned after | $0.08 | 2011-09-14 | |
| 2011-09-12 | Brumberger E Alan Director | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +83,334 432,589 owned after | $0.09 | 2011-09-14 | |
| 2011-04-27 | Rosen Marvin S Director, 10% Owner | 4 | A Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +437,500 5,025,750 owned after | $0.10 | 2011-08-22 | |
| 2011-04-27 | Brumberger E Alan Director | 4 | A Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,432 349,255 owned after | $0.10 | 2011-08-22 |