Fusion Connect, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-17: Reporting owner Rubin William David; Form 4; Security Options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-10-17: Reporting owner SARRO JAN; Form 4; Security Options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-10-17: Reporting owner Hutchins Gordon Jr.; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-17: Reporting owner Kaufman Jonathan; Form 4; Security Options; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-17 | Rubin William David Director | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 16,150 owned after | $3.45 exercise price | 2015-06-18 | |
| 2014-10-17 | SARRO JAN Officer (EVP, Marketing and Bus. Dev.) | 4 | Options Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +20,000 56,342 owned after | $3.45 exercise price | 2015-06-03 | |
| 2014-10-17 | Hutchins Gordon Jr. Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 79,611 owned after | $3.45 exercise price | 2015-05-12 | |
| 2014-10-17 | Kaufman Jonathan Officer (Chief Strategy Officer) | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 38,694 owned after | $3.45 exercise price | 2015-05-08 | |
| 2014-10-17 | Turits Phillip Director, Officer (Treasurer and Secretary) | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,000 25,321 owned after | $3.45 exercise price | 2015-05-08 | |
| 2014-09-18 holding as of filing | Gelberg Marc S Officer (Principal Accounting Officer) | 3 | Stock Options Derivative · Direct | Holding | $4.00 exercise price | 2014-09-18 | ||
| 2014-09-18 holding as of filing | Gelberg Marc S Officer (Principal Accounting Officer) | 3 | Stock Options Derivative · Direct | Holding | $4.25 exercise price | 2014-09-18 | ||
| 2014-09-18 holding as of filing | Gelberg Marc S Officer (Principal Accounting Officer) | 3 | Stock Options Derivative · Direct | Holding | $5.50 exercise price | 2014-09-18 | ||
| 2014-09-18 | Turits Phillip Director, Officer (Treasurer and Secretary) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800 0 owned after | $0.00 | 2014-09-18 | |
| 2014-06-10 holding as of filing | PRENETTA JAMES P JR Officer (EVP and General Counsel) | 3 | options Derivative · Direct | Holding | $5.50 exercise price | 2014-06-10 | ||
| 2014-01-15 | Rubin William David Director | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 14,050 owned after | $7.00 exercise price | 2015-06-18 |