Fusion Connect, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-30: Reporting owner Kaufman Jonathan; Form 4; Security Options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-17: Reporting owner Rubin William David; Form 4; Security Options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-17: Reporting owner Hutchins Gordon Jr.; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-17: Reporting owner Rubin William David; Form 4; Security Options; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-30 | Kaufman Jonathan Officer (Chief Strategy Officer) | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 0 owned after | $6.00 exercise price | 2015-05-08 | |
| 2012-10-17 | Rubin William David Director | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250 13,650 owned after | $5.50 exercise price | 2015-06-18 | |
| 2012-10-17 | Hutchins Gordon Jr. Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 0 owned after | $5.50 exercise price | 2015-05-12 | |
| 2012-08-17 | Rubin William David Director | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +400 13,400 owned after | $3.50 exercise price | 2015-06-18 |