Fusion Connect, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-16: Reporting owner BLUM LAWRENCE H; Form 4; Security Options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-11-11: Reporting owner Turits Phillip; Form 4; Security Options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-11-11: Reporting owner Bauer Michael R.; Form 4; Security Options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-11-11: Reporting owner Rosen Matthew D; Form 4; Security Options; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-16 | BLUM LAWRENCE H Director | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 32,750 owned after | $1.21 exercise price | 2016-11-21 | |
| 2016-11-11 | Turits Phillip Director, Officer (Treasurer and Secretary) | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +65,000 107,000 owned after | $1.21 exercise price | 2016-11-22 | |
| 2016-11-11 | Bauer Michael R. Officer (Chief Financial Officer) | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +55,000 55,000 owned after | $1.21 exercise price | 2016-11-21 | |
| 2016-11-11 | Rosen Matthew D Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 549,736 owned after | $1.21 exercise price | 2016-11-21 | |
| 2016-11-11 | DEL GIUDICE MICHAEL J Director | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 29,824 owned after | $1.21 exercise price | 2016-11-21 | |
| 2016-11-11 | OBrien Paul C Director | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 31,398 owned after | $1.21 exercise price | 2016-11-21 | |
| 2016-11-11 | Rubin William David Director | 4 | Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 100,279 owned after | $1.21 exercise price | 2016-11-21 |