FINISAR CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-22: Reporting owner FERGUSON ROGER C; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-17: Reporting owner Eng Julie Sheridan; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2015-12-17: Reporting owner Eng Julie Sheridan; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2015-12-17: Reporting owner Eng Julie Sheridan; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-22 | FERGUSON ROGER C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | $10.08 | 2015-12-28 | |
| 2015-12-17 holding as of filing | Eng Julie Sheridan Officer (EVP Datacom Engineering) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $24.80 exercise price | 2015-12-17 | ||
| 2015-12-17 holding as of filing | Eng Julie Sheridan Officer (EVP Datacom Engineering) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $21.68 exercise price | 2015-12-17 | ||
| 2015-12-17 holding as of filing | Eng Julie Sheridan Officer (EVP Datacom Engineering) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.29 exercise price | 2015-12-17 | ||
| 2015-09-22 | FERGUSON ROGER C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 1,250 owned after | $10.08 | 2015-09-24 | |
| 2015-06-22 | FERGUSON ROGER C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | $12.88 | 2015-06-23 | |
| 2015-04-09 | RAWLS JERRY S Director, Officer (Exec Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $9.76 exercise price | 2015-04-10 | |
| 2015-04-08 | RAWLS JERRY S Director, Officer (Exec Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,745 20,000 owned after | $9.76 exercise price | 2015-04-10 | |
| 2015-04-08 | RAWLS JERRY S Director, Officer (Exec Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,754 0 owned after | $9.76 exercise price | 2015-04-10 | |
| 2015-03-23 | FERGUSON ROGER C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 1,250 owned after | $12.88 exercise price | 2015-03-25 | |
| 2015-03-20 | Young Joseph A Officer (Exec. VP Global Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,103 25,500 owned after | $3.36 exercise price | 2015-03-24 |