FINISAR CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-17: Reporting owner Colyar Mark; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-12: Reporting owner Adzema Kurt; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-10: Reporting owner Swanson Todd; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-07: Reporting owner Swanson Todd; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-17 | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,668 11,793 owned after | $8.29 exercise price | 2013-12-19 | |
| 2013-12-12 | Adzema Kurt Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −328 3 owned after | $8.29 exercise price | 2013-12-13 | |
| 2013-12-10 | Swanson Todd Officer (Exec.VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,315 1,408 owned after | $3.36 exercise price | 2013-12-12 | |
| 2013-11-07 | Swanson Todd Officer (Exec.VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,317 4,723 owned after | $3.36 exercise price | 2013-11-12 | |
| 2013-09-13 | Adzema Kurt Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −328 331 owned after | $8.29 exercise price | 2013-09-17 | |
| 2013-09-13 | Adzema Kurt Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −781 1 owned after | $8.29 exercise price | 2013-09-17 | |
| 2013-09-06 | Young Joseph A Officer (Exec. VP Global Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $9.76 exercise price | 2013-09-10 | |
| 2013-08-07 | Adzema Kurt Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,957 659 owned after | $8.29 exercise price | 2013-08-09 | |
| 2013-08-07 | Adzema Kurt Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,407 0 owned after | $10.08 exercise price | 2013-08-09 | |
| 2013-08-07 | Adzema Kurt Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,031 782 owned after | $8.29 exercise price | 2013-08-09 | |
| 2013-08-07 | Young Joseph A Officer (Exec. VP Global Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,483 0 owned after | $11.76 exercise price | 2013-08-09 | |
| 2013-08-07 | Young Joseph A Officer (Exec. VP Global Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 5,000 owned after | $9.76 exercise price | 2013-08-09 | |
| 2013-08-02 | Adzema Kurt Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,711 0 owned after | $3.36 exercise price | 2013-08-06 | |
| 2013-07-11 | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,051 0 owned after | $3.36 exercise price | 2013-07-15 | |
| 2013-07-05 | RAWLS JERRY S Director, Officer (Exec Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $15.60 exercise price | 2013-07-09 | |
| 2013-07-05 | RAWLS JERRY S Director, Officer (Exec Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $15.60 exercise price | 2013-07-09 | |
| 2013-07-02 | Swanson Todd Officer (Exec.VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $14.32 exercise price | 2013-07-05 | |
| 2013-07-02 | Swanson Todd Officer (Exec.VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $14.32 exercise price | 2013-07-05 | |
| 2013-06-20 | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,162 0 owned after | $3.36 exercise price | 2013-06-24 | |
| 2013-04-01 | Gertel Eitan Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −205,308 0 owned after | $0.64 exercise price | 2013-04-03 |