FINISAR CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-16: Reporting owner Brown Christopher; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-16: Reporting owner Brown Christopher; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-15: Reporting owner Brown Christopher; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-15: Reporting owner Brown Christopher; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-16 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −890 7,125 owned after | $8.29 exercise price | 2011-12-16 | |
| 2011-12-16 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −781 5,470 owned after | $8.29 exercise price | 2011-12-16 | |
| 2011-12-15 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,978 3 owned after | $3.36 exercise price | 2011-12-16 | |
| 2011-11-15 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 3 owned after | $3.36 exercise price | 2011-11-17 | |
| 2011-09-16 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −890 8,015 owned after | $8.29 exercise price | 2011-09-19 | |
| 2011-09-16 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −781 6,251 owned after | $8.29 exercise price | 2011-09-19 | |
| 2011-09-15 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,978 1,981 owned after | $3.36 exercise price | 2011-09-19 | |
| 2011-08-16 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 7,032 owned after | $8.29 exercise price | 2011-08-17 | |
| 2011-08-15 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 1,870 owned after | $3.36 exercise price | 2011-08-17 | |
| 2011-06-23 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −890 8,905 owned after | $8.29 exercise price | 2011-06-24 | |
| 2011-06-23 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 3,737 owned after | $3.36 exercise price | 2011-06-24 | |
| 2011-06-23 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −781 11,719 owned after | $8.29 exercise price | 2011-06-24 | |
| 2011-06-23 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,978 3,959 owned after | $3.36 exercise price | 2011-06-24 | |
| 2011-06-22 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,451 9,795 owned after | $8.29 exercise price | 2011-06-24 | |
| 2011-06-22 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,809 5,604 owned after | $3.36 exercise price | 2011-06-24 | |
| 2011-06-22 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,935 5,937 owned after | $3.36 exercise price | 2011-06-24 | |
| 2011-06-17 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 7,413 owned after | $3.36 exercise price | 2011-06-21 | |
| 2011-06-13 | Swanson Todd Officer (Exec.VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,321 8,040 owned after | $3.36 exercise price | 2011-06-14 | |
| 2011-05-19 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,293 11,872 owned after | $3.36 exercise price | 2011-05-23 | |
| 2011-05-13 | Swanson Todd Officer (Exec.VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,321 9,361 owned after | $3.36 exercise price | 2011-05-17 | |
| 2011-04-21 | Adzema Kurt Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −781 7,813 owned after | $8.29 exercise price | 2011-04-25 | |
| 2011-04-21 | Adzema Kurt Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −328 3,616 owned after | $8.29 exercise price | 2011-04-25 | |
| 2011-04-21 | Adzema Kurt Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −234 1,407 owned after | $10.08 exercise price | 2011-04-25 | |
| 2011-04-21 | Adzema Kurt Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,570 4,711 owned after | $3.36 exercise price | 2011-04-25 | |
| 2011-04-19 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 10,413 owned after | $3.36 exercise price | 2011-04-21 | |
| 2011-04-13 | Swanson Todd Officer (Exec.VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,321 10,682 owned after | $3.36 exercise price | 2011-04-15 | |
| 2011-03-21 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 13,413 owned after | $3.36 exercise price | 2011-03-23 | |
| 2011-03-14 | Swanson Todd Officer (Exec.VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,321 12,003 owned after | $3.36 exercise price | 2011-03-15 | |
| 2011-02-18 | Brown Christopher Officer (Exec.VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 16,413 owned after | $3.36 exercise price | 2011-02-23 | |
| 2011-02-14 | Swanson Todd Officer (Exec.VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −355 13,324 owned after | $3.36 exercise price | 2011-02-16 | |
| 2011-02-14 | Swanson Todd Officer (Exec.VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −966 0 owned after | $9.60 exercise price | 2011-02-16 | |
| 2011-02-04 | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,034 4,622 owned after | $26.64 exercise price | 2011-02-08 | |
| 2011-01-19 | Brown Christopher Officer (VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 19,413 owned after | $3.36 exercise price | 2011-01-21 | |
| 2011-01-13 | Swanson Todd Officer (Sr VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,321 966 owned after | $9.60 exercise price | 2011-01-18 |