FINISAR CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-08: Reporting owner Young Joseph A; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-08: Reporting owner Young Joseph A; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-08: Reporting owner Swanson Todd; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-08: Reporting owner Swanson Todd; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-08 | Young Joseph A Officer (Sr. VP Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,102 15,102 owned after | $8.29 | 2009-12-11 | |
| 2009-12-08 | Young Joseph A Officer (Sr. VP Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,750 18,750 owned after | $8.29 | 2009-12-11 | |
| 2009-12-08 | Swanson Todd Officer (Sr VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,552 3,552 owned after | $8.29 | 2009-12-11 | |
| 2009-12-08 | Swanson Todd Officer (Sr VP Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,500 52,500 owned after | $8.29 | 2009-12-11 | |
| 2009-12-08 | RAWLS JERRY S Director, Officer (Exec Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $8.29 | 2009-12-10 | |
| 2009-12-08 | RAWLS JERRY S Director, Officer (Exec Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $8.29 | 2009-12-10 | |
| 2009-12-08 | WORKMAN STEPHEN K Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,812 14,812 owned after | $8.29 | 2009-12-10 | |
| 2009-12-08 | WORKMAN STEPHEN K Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $8.29 | 2009-12-10 | |
| 2009-12-08 | Gertel Eitan Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,326 13,326 owned after | $8.29 | 2009-12-10 | |
| 2009-12-08 | Gertel Eitan Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $8.29 | 2009-12-10 | |
| 2009-12-08 | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,461 14,461 owned after | $8.29 | 2009-12-10 | |
| 2009-12-08 | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.29 | 2009-12-10 | |
| 2009-12-08 | Brown Christopher Officer (VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,246 14,246 owned after | $8.29 | 2009-12-10 | |
| 2009-12-08 | Brown Christopher Officer (VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $8.29 | 2009-12-10 | |
| 2009-09-15 | Trempont Dominique Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $0.91 | 2009-09-17 | |
| 2009-09-15 | Trempont Dominique Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.91 | 2009-09-17 | |
| 2009-09-15 | Stephens Robert Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $0.91 | 2009-09-17 | |
| 2009-09-15 | Stephens Robert Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.91 | 2009-09-17 | |
| 2009-09-15 | MITCHELL LARRY D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,000 38,000 owned after | $0.91 | 2009-09-17 | |
| 2009-09-15 | MITCHELL LARRY D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.91 | 2009-09-17 | |
| 2009-09-15 | Fries David C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $0.91 | 2009-09-17 | |
| 2009-09-15 | Fries David C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.91 | 2009-09-17 | |
| 2009-09-15 | FERGUSON ROGER C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.91 | 2009-09-17 | |
| 2009-09-15 | FERGUSON ROGER C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.91 | 2009-09-17 | |
| 2009-09-15 | Crespi Christopher J Director, Officer (BOD) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.91 | 2009-09-17 | |
| 2009-07-30 holding as of filing | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4/A | Stock Options (Right to Buy) Derivative · Direct | Holding | 260,918 owned after | $0.08 exercise price | 2009-07-30 | |
| 2009-07-30 holding as of filing | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4/A | Stock Options (Right to Buy) Derivative · Direct | Holding | 91,318 owned after | $0.08 exercise price | 2009-07-30 | |
| 2009-07-30 holding as of filing | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4/A | Stock Options (Right to Buy) Derivative · Direct | Holding | 104,368 owned after | $0.14 exercise price | 2009-07-30 | |
| 2009-07-30 holding as of filing | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4/A | Stock Options (Right to Buy) Derivative · Direct | Holding | 234,825 owned after | $0.16 exercise price | 2009-07-30 | |
| 2009-07-30 holding as of filing | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4/A | Stock Options (Right to Buy) Derivative · Direct | Holding | 574,018 owned after | $1.48 exercise price | 2009-07-30 | |
| 2009-07-30 holding as of filing | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4/A | Stock Options (Right to Buy) Derivative · Direct | Holding | 197,253 owned after | $3.33 exercise price | 2009-07-30 |