FINISAR CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-28: Reporting owner Gertel Eitan; Form 4; Security Warrant (Right to Buy Common Stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-12-10: Reporting owner Colyar Mark; Form 4; Security Warrant (Right to Buy Common Stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2009-07-30: Reporting owner Colyar Mark; Form 4/A; Security Warrant (Right to Buy Common Stock); Transaction Holding.
- 2008-12-03: Reporting owner Gertel Eitan; Form 4; Security Warrant (Right to Buy Common Stock); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-28 | Gertel Eitan Director, Officer (CEO) | 4 | Warrant (Right to Buy Common Stock) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −31,907 0 owned after | $0.80 exercise price | 2013-01-02 | |
| 2012-12-10 | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4 | Warrant (Right to Buy Common Stock) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,675 0 owned after | $0.80 exercise price | 2012-12-12 | |
| 2009-07-30 holding as of filing | Colyar Mark Officer (Sr. VP Operations/Engineering) | 4/A | Warrant (Right to Buy Common Stock) Derivative · Direct | Holding | 45,405 owned after | $0.10 exercise price | 2009-07-30 | |
| 2008-12-03 holding as of filing | Gertel Eitan Director, Officer (Chief Executive Officer) | 4 | Warrant (Right to Buy Common Stock) Derivative · Direct | Holding | 255,257 owned after | $0.10 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | Colyar Mark Officer (Sr.VP,Operations & Engineering) | 4 | Warrant (Right to Buy Common Stock) Derivative · Direct | Holding | 45,405 owned after | $0.10 exercise price | 2008-12-03 | |
| 2008-10-07 holding as of filing | Gertel Eitan Officer (Chief Executive Officer) | 4/A | Warrant (Right to Buy Common Stock) Derivative · Direct | Holding | 255,257 owned after | $0.10 exercise price | 2008-10-07 | |
| 2008-10-06 holding as of filing | Colyar Mark Officer (Sr.VP,Operations & Engineering) | 4 | Warrant (Right to Buy Common Stock) Derivative · Direct | Holding | 45,405 owned after | $0.10 exercise price | 2008-10-06 | |
| 2008-10-06 holding as of filing | Gertel Eitan Officer (Chief Executive Officer) | 4 | Warrant (Right to Buy Common Stock) Derivative · Direct | Holding | 255,257 owned after | $0.10 exercise price | 2008-10-06 | |
| 2008-09-08 holding as of filing | Colyar Mark Officer (Sr.VP,Operations & Engineering) | 3 | Warrant (Right to Buy Common Stock) Derivative · Direct | Holding | $0.10 exercise price | 2008-09-08 | ||
| 2008-09-08 holding as of filing | Gertel Eitan Director, Officer (Chief Executive Officer) | 3 | Warrant (Right to Buy Common Stock) Derivative · Direct | Holding | $0.10 exercise price | 2008-09-08 |